Rbc
- Director, Capital Markets Controls for Operations (US)
Jersey City, New Jersey, United States of America · Director · Full-time
Sponsorship not specified$200k-$250kDetected 2 hours ago
ExpressStakeholder ManagementProcess ImprovementCustomer SupportLeadershipCommunicationCollaborationCritical ThinkingAdaptability
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Cap-exempt (no lottery)0
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Entry-level history0
PERM / green-card track0
Lottery odds (Level IV)94
Fits your clock70
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About the role
- Job Description What is the opportunity?
- This role is responsible for ensuring that operational risks are effectively monitored and reported across business functions to provide appropriate oversight and alignment with enterprise policies.
- This is a permanent, full-time role and requires 4 days in the 30 Hudson Street, Jersey City office.
Responsibilities
- Participate in and support root cause analysis of audit findings, operational risk events, and control gaps, with recommendations for mitigation strategies and enhancements to the control infrastructure.
- Participate in and support operational risk events and incident management, coordinating with central CM operational risk and control teams to ensure accurate capture and appropriate remediation.
- Establish and maintain control inventories through maintenance, extension, and rationalization of CM Operations key and non-key controls.
- Lead and collaborate with senior leadership, regional RC&G leads and 1LOD functions to coordinate operational risk and control initiatives, providing subject matter expertise and independent challenge where needed.
- Lead standardization and streamlining efforts across RC&G control frameworks, leveraging AI tools to identify automation and process efficiency opportunities.
- Develop and oversee a culture of integrity and appropriate market conduct, ensuring escalation of issues that could impact customer treatment and firm compliance.
- The Director, CM Controls for Operations, manages the US Operations Risk & Controls Governance (RC&G) function within Capital Markets (CM), with responsibility for direct reports within the US region.
- The Director, CM Controls for Operations will work with CM leaders to drive alignment and standardization across processes, procedures, controls, management reporting, toolsets, and governance.
- Drive the implementation of a robust, efficient, and standardized control framework-strategically and operationally-to ensure risks are proactively identified, measured, monitored, communicated, and escalated.
- People Leadership Lead, develop, and mentor direct reports in the US regions, establishing clear reporting lines, responsibilities, and expected knowledge and skills.
Requirements
- Partner on regulatory, compliance, and audit requests and reviews of dispensations as required.
Compensation
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation Leaders who support your development through coaching and managing opportunities Opportunities to work with the best in the field Abilit
Benefits
- Ensure that team members understand RBC's vision, support targeted behaviors that contribute to RBC goals, and receive necessary training and development opportunities.
This listing is sourced directly from Rbc's careers page and normalized into a canonical job model.