LPL Financial
Associate Analyst, Corporate Actions - Specialized Service Team
Tempe
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About the role
- Topics covered by the SST Rep include, but are not limited to; Reorganizations, Dividends, ESOPs, Restricted Securities, Cash Sweeps, and Securities-Based Lending.
- This role is advisor-facing so strong interpersonal and communication skills (written and verbal) is needed to be effective in the role.
- For further information about LPL, please visit www.lpl.com.
Responsibilities
- Educate clients on the use of Corporate Action department specific technology to monitor, maintain, and service their operational needs.
- Drive customer experience to high levels of satisfaction by adhering to our corporate values.
- You will handle inbound calls and team mailboxes to support inquiries from advisors, internal and external parties.
- And they have the freedom to manage their client relationships, because they know their clients best.
- Please log in or create an account to apply to this position.
Requirements
- Excellent problem-solving skills, strong attention to detail, ability to analyze data, draw insights, and make data-driven decisions.
- Ability to multi-task various functions and assignments with competing priorities, changing demands, and tight deadlines.
- Ability to execute strategies and track successful delivery.
Nice to have
- 3 years plus of financial and/or brokerage industry experience, preferably in operations
- FINRA SIE, 99 or 7 licenses preferred
Compensation
- Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.
Benefits
- Communicating directly with our clients (Financial Advisors/Professionals) and home office employees by phone for up to 90 percent of your day.
This listing is sourced directly from LPL Financial's careers page and normalized into a canonical job model.