Cboe Global Markets

Cboe Global Markets

Senior Investigator

Chicago, Illinois, United States of America · Senior

No sponsorship$98k-$127kDetected 22 days ago
AccountingExcelResearchLeadershipCommunicationCollaborationProblem Solving

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odds of building a lasting career here

47Sponsors, lottery-bound
Cap-exempt (no lottery)0
Sponsors this role80
Entry-level history0
PERM / green-card track0
Lottery odds (Level II)66
Fits your clock70

Sponsors, but it's cap-subject — you still face the weighted lottery (~30% per draw at Level II). Good if you win; have a cap-exempt backup on your list.

Lottery odds assume a STEM candidate.

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Employer immigration record

from this employer's Department of Labor filings

Green-card filing pattern in this occupation

Context, not a finding about this posting: of this employer's 5 green-card filings in this occupation, 100% were for a worker who already held the job.

Sourced from Department of Labor LCA, PERM and prevailing-wage disclosure data. Employer matching is by name, so figures may be split across an employer's legal entities. Absence of a filing means none appears in our copy of the data, not that none exists.

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About the role

  • At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters.
  • We provide the financial infrastructure that powers the global economy.
  • Our teams are empowered to share ideas, actively pursue them and bring on a challenge.

Responsibilities

  • Building trusted markets - powered by our people
  • As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.
  • We're building meaningful ways to support professional and personal development while strengthening the trust we've earned as a global market leader.
  • The building features expansive spaces with high ceilings and large windows, offering an abundance of natural light and panoramic views of the city skyline and the Chicago River.

Requirements

  • Assist in taking on-the-record testimonies, as required

Compensation

  • Fair and competitive salary and incentive compensation packages with an upside for overachievement

Benefits

  • The building is home to a variety of amenities, including restaurants, a fitness center, and collaborative workspaces, creating a vibrant and dynamic work environment in one of Chicago's most iconic areas.

Company info

  • Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines
  • Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing to the creation of new investigative processes that address potential regulatory concerns
  • Evaluate and analyze matters to identify potential violations as well as the types of evidence, including data and information, necessary to determine whether the activity in question was violative or otherwise improper via thorough research, collection of evidence and fact-finding
  • Evaluate and analyze evidence to conclude sufficiency with respect to suspected violations through case law and/or precedent to determine whether non-disciplinary or disciplinary actions are warranted. Recommend appropriate disposition to management for review.
  • Prepare investigative reports detailing findings in a clear, cohesive manner supported by factual evidence and analysis. Utilize Division guidelines for style and form; present work that is complete and requires minimal revisions.
  • Present case information to management and Enforcement committees, including formal disciplinary proceedings
  • Professionally interact with internal regulatory staff and external contacts, such as Members, other Self-Regulatory Organizations, and the SEC
  • Collaborate and communicate with cross-functional teams, particularly the Options Surveillance and Enforcement team to enhance or create solutions
  • Actively participate in team projects, discussions and problem solving
  • Actively participate in training/continuing education opportunities and meetings
  • Bachelor's degree required, Economics, Business, Accounting, Finance, or related field preferred.
  • 5 years of Industry experience is required
  • Strong affinity with financial markets

Equal opportunity

  • We're proud to be an equal opportunity employer do not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or veteran status.
  • We are committed to fostering a workplace where all individuals are valued and respected.
  • This position is not eligible for visa sponsorship.
  • Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.

Visa & Work Authorization

  • This position is not eligible for visa sponsorship.
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This listing is sourced directly from Cboe Global Markets's careers page and normalized into a canonical job model.