Invesco
Senior Compliance Officer
Downers Grove, Illinois · Senior · Part-time
Sponsorship not specified$100k-$111kDetected 22 days ago
Data AnalysisAccountingCommunication
About the role
- This role is ideal for a detail‑oriented compliance professional looking to expand ETF advisory compliance experience.
- The Senior Compliance Officer position requires knowledge of a variety of equity, fixed income, and derivative security types.
- Execute day‑to‑day compliance monitoring, reporting and testing activities.
Responsibilities
- As a Senior Compliance Officer, you will contribute to the effective execution of compliance monitoring, testing, and regulatory support for Invesco's 1940 Act ETFs and related accounts.
- You will help maintain compliance procedures, documentation, and reporting while supporting interactions with regulators and internal oversight groups.
- Support responses to regulatory exams, internal audits, and ad‑hoc regulatory inquiries.
- Maintain and improve compliance procedures, workflows, and documentation.
- Maintain accurate compliance records in alignment with regulatory and internal standards.
- Identify operational or regulatory risks and support issue tracking and remediation.
- This reflects our belief that spending time together in the office helps us build stronger relationships, collaborate more easily, and support each other's growth and development.
Requirements
- Minimum 3 years of experience in asset management or related financial services.
- Knowledge of domestic and international securities laws (e.g., 1940 Act, etc.).
Nice to have
- Bachelor's degree preferred in finance, accounting, or a related field.
Compensation
- Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:
Benefits
- Flexible paid time off
- Health & wellbeing benefits
- Parental Leave benefits
- Employee stock purchase plan
Visa & Work Authorization
- ard to race, creed, color, religion, sex, gender, gender identity, sexual orientation, marital status, national origin, citizenship status, disability, age, or veteran status
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