Applebank
Lead Compliance Testing/Data Mining Analyst
New York, NY
No sponsorship$80k-$95kDetected 6 days ago
Data AnalysisData VisualizationComplianceExcelLeadershipCommunicationCollaborationMicrosoft Office
About the role
- The role also requires frequent engagement with management at all levels during the execution of compliance testing reviews.
Responsibilities
- Collaborate with the internal Business Intelligence Group to generate high-quality data and reports for compliance monitoring and testing purposes; employ data mining techniques and software tools to develop reports that identify areas for further review, including but not limited to account types, activity patterns, transaction volumes and values, and trends.
- Maintain up-to-date knowledge of all relevant state and federal consumer laws and regulations, including amendments, regulatory guidance, and interpretations; thoroughly review and understand departmental policies and procedures.
- Gather data and design/execute control and process tests during regulatory compliance reviews; document procedures performed clearly in comprehensive workpapers, note non-compliance incidents for preliminary discussion with department leadership and stakeholders to validate identified issues.
- Perform additional responsibilities as assigned.
- The Lead Compliance Testing/Data Mining Analyst is responsible for collecting data necessary for compliance monitoring and testing, as well as ensuring the validity of the extracted data.
Requirements
- A thorough knowledge of federal and state consumer protection laws and regulations is essential.
Skills
- Bachelor's degree in business or data analytics preferred.
- 4 + years of experience in compliance testing or financial services.
- Familiarity with consumer protection laws, regulations, or retail banking helpful.
- Must have excellent verbal and written communication skills.
- Proficiency in Microsoft Suite (Word, Excel, PowerPoint).
- Facile with commonly used data extraction, analytic and reporting software tools (e.g., Power BI, Business Objects, etc.).
Compensation
- $80,000 - $95,000
Visa & Work Authorization
- Visa sponsorship not available.
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This listing is sourced directly from Applebank's careers page and normalized into a canonical job model.