Comply
Partnership Executive Consultant
United States
No sponsorship$155k-$180kDetected 57 days ago
Business DevelopmentExcelLeadershipCommunicationMentoringPublic SpeakingMicrosoft Office
About the role
- Comply is seeking a highly experienced and accomplished Partnership Executive Consultant to join our growing Regulatory Services team.
- Reporting to senior leadership (VP/SVP level), the Partnership Executive Consultant will serve as a senior advisor to clients while also acting as a key internal resource across the organization.
Responsibilities
- Draft and review disclosure documents, policies and procedures, and other regulatory materials.
- Support the tactical implementation of new services, including development of methodologies, documentation, and internal guidance.
- Assist in the creation and delivery of internal training to support consistent execution across the consulting team.
- Support team members by helping troubleshoot challenging scenarios and offering insight grounded in industry best practices.
- Sales & Business Support
Requirements
- Law degree or advanced compliance experience required.
- Significant experience (typically 8-12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940.
- Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance.
- Strong interpersonal and communication skills, with the ability to engage effectively across all levels of an organization.
- Proven ability to operate as a senior individual contributor in a collaborative, client-service environment.
- Experience contributing to service development, training, or internal initiatives is highly valued.
- Willingness and ability to travel as needed.
- Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).
- Applicants must be authorized to work for any employer in the United States.
- Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
Nice to have
- Experience with private funds strongly preferred
- familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
- Prior compliance consulting experience a plus.
Compensation
- Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work.
Benefits
- Develop written content, including articles, alerts, and educational materials.
Visa & Work Authorization
- Applicants must be authorized to work for any employer in the United States.
This listing is sourced directly from Comply's careers page and normalized into a canonical job model.