Thrivent Financial

Asset Management Compliance Manager

MN - Minneapolis · Full-time

Sponsorship not specified$126k-$171kDetected 15 days ago

ComplianceAccountingLeadershipCollaborationCFA

About the role

Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority, including other teams within Legal & Compliance, Trading, Portfolio Management, Investment Operations, Mutual Fund Accounting and Technology.
This position requires a professional with diplomatic and analytical skills who can flourish in an environment with frequent shifts in priorities as business needs dictate.
In this role, you are expected to have advanced skills in manipulating and analyzing data, securities/investments, the impact of trades to client portfolios, and what client guidelines are intended to do.

Maintain and test existing compliance rules to ensure functionality and update as needed.
Maintain effective interaction with external compliance system vendor (BlackRock).
Develop and prepare reports for oversight committees, Thrivent Financial for Lutherans and mutual fund Boards.
Evaluate efficiency of compliance processes and related controls and improve them continuously. Develop and implement solutions to challenges and issues that are raised by stakeholders across the business.

The position must be able to identify and analyze compliance risks in the trading and investment management processes and help establish a system of independent oversight, checks and balances, and written procedures.
Bachelor's degree in finance, accounting or related field required.
Minimum 7 to 10 years of related industry experience
Broad experience with investment management-related compliance testing methodologies and regulatory issues associated with the SEC, IA/IC, and State Insurance Commissions.

We accomplish this by offering a wide variety of market competitive compensation programs to attract, reward, and retain top talent.
The applicable salary or hourly wage range for this full-time role is $126,204.00 - $170,745.00 per year, which factors in various geographic regions.
The base pay actually offered will be determined by a variety of factors including, but not limited to, location, relevant experience, skills, and knowledge, business needs, market demand, and other factors Thrivent deems important.

Eligibility for receipt of these benefits is subject to the applicable plan/policy documents.
Detailed knowledge of investments and investment products required, including equity, fixed-income and derivative investments and investment company products.

Thrivent is committed to providing reasonable accommodation to individuals with disabilities.
If you need a reasonable accommodation, please let us know by sending an email to human.resources@thrivent.com or call 800-847-4836 and request Human Resources.

religion, color, sex, gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected b

This listing is sourced directly from Thrivent Financial's careers page and normalized into a canonical job model.