Interactive Brokers
Chief AML Officer
Chicago, IL · Exec
Sponsorship not specified$200k-$300kDetected 30 days ago
AuditingCommunicationCollaborationProblem SolvingTime ManagementInternal Audit
About the role
- We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
- IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.
- We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers.
Responsibilities
- Lead AML Compliance - Oversee firm-wide AML compliance; serve as primary point of contact with regulators, FinCEN, and law enforcement
- Personnel Management - Manage team of approximately 200 personnel, primarily in Chicago
- Surveillance Reports Design - Help guide our in-house developers in designing and enhancing exception-based surveillance reports that reflect current regulatory expectations, industry best practices, and the firm's evolving risk profile
- Regulatory Support - Partner with in-house counsel to respond to regulatory and enforcement inquiries related to AML matters
- Customer Due Diligence - Collaborate with New Accounts and Enhanced Due Diligence teams to calibrate and implement KYC procedures
- Training - Maintain and continuously improve AML and KYC compliance training programs
- Efficiency and automation - Help design enhancements to our AML systems and processes to reduce unnecessary manual work and allow analysts to focus on meaningful alerts and analysis
- Audit Response - Develop and execute remedial action plans in response to internal and external audit findings
- Interactive Brokers LLC is seeking an experienced Chief AML Officer to lead and execute our firm-wide AML program from our Chicago office.
- In this role, you will collaborate with Compliance, Legal, and Operations teams to ensure full adherence to the Bank Secrecy Act (BSA), USA PATRIOT Act, anti-terrorist financing regulations, securities and commodities AML laws and regulations.
Requirements
- Strong understanding of FINRA, SEC, CFTC, and FinCEN AML regulatory requirements for broker-dealers
- CAMS certification (or equivalent) required
- Experience with AML transaction monitoring systems and case management tools
Compensation
- Competitive salary, annual performance-based bonus and stock grant
Benefits
- Competitive salary, annual performance-based bonus and stock grant
- Retirement plan 401(k) with competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits.
- Company paid medical healthcare premium.
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Education reimbursement and learning opportunities
Company info
- Company Overview
- Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries.
- Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
- Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years.
- Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
- This is Hybrid role (4 days in office /1 day remote)
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This listing is sourced directly from Interactive Brokers's careers page and normalized into a canonical job model.