Blue Owl Capital

Blue Owl Capital

Broker/Dealer Compliance, Associate

Short Hills, NJ, USA · Mid

Sponsorship not specifiedDetected 154 days ago
ComplianceLogistics

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odds of building a lasting career here

37Risky
Cap-exempt (no lottery)0
Sponsors this role80
Entry-level history0
PERM / green-card track0
Lottery odds40
Fits your clock70

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Employer immigration record

from this employer's Department of Labor filings

Files H-1B transfers

2 transfer filings in the last year, covering 2 workers. Median labor-condition decision: 8 days. An employer that already files transfers is one that can take over an existing H-1B.

Sourced from Department of Labor LCA, PERM and prevailing-wage disclosure data. Employer matching is by name, so figures may be split across an employer's legal entities. Absence of a filing means none appears in our copy of the data, not that none exists.

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About the role

  • Blue Owl Capital is seeking a compliance professional to join the team responsible for managing the Compliance program for the firm's broker-dealer affiliate, Blue Owl Securities LLC.
  • Title will be commensurate with experience.

Responsibilities

  • Support the broker-dealer's Rule 3120 testing program
  • Maintain the branch inspection calendar
  • Assist in developing and delivering employee training
  • Support additional aspects of broker-dealer compliance, as needed

Requirements

  • Minimum of 2 years of relevant experience in broker-dealer compliance within a FINRA-regulated environment, preferably at an institutional firm
  • Strong understanding of securities laws, rules, and regulations applicable to FINRA members
  • Ability to work both independently and collaboratively in a team environment
  • Series 7 and Series 24 licenses required

Compensation

  • The primary responsibility of this position is to implement policies and procedures related to the broker-dealer and support the annual cycle of reports and filings required to maintain compliance with FINRA requirements.
  • Coordinate continuing education requirements and Annual Compliance Meeting logistics
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This listing is sourced directly from Blue Owl Capital's careers page and normalized into a canonical job model.