AssetMark Financial, Inc

Trading Quality Analyst

Charlotte, NC

No sponsorship$90k-$100kDetected 2 days ago

ExcelCommunicationCollaborationPublic Speaking

About the role

We can consider candidates for this position who are able to accommodate a hybrid work schedule and are close to our Charlotte, NC office.
This information reflects a base salary range that AssetMark reasonably expects to pay for the position based on a number of factors which may include job-related knowledge, skills, education, experience, and actual work location.

Maintain dashboards, scorecards, and recurring reporting that provide visibility into order generation, workflow adherence, SLA performance, exception trends, rebalancing activity, and control effectiveness.
Investigate anomalies and quality issues, document findings, assess impact, and coordinate with the appropriate teams to support resolution.
Support business testing and validation of reporting, workflow, configuration, or system changes by executing test scenarios, reviewing outputs, and documenting results.
Prepare clear summaries, visuals, and presentations for trading, operations, technical partners, and leadership.
Maintain monitoring procedures, metric definitions, control documentation, and standard operating procedures.
Work cross-functionally with trading, operations, technology, and other partners to support continuous improvement and shared operational outcomes.
Experience using recurring reports, dashboards, or operational metrics to monitor performance and support decision-making.
Experience participating in user acceptance testing, business validation, quality review, or implementation support for workflow or system changes.
Ability to manage competing priorities, work independently, and exercise sound judgment in a fast-paced environment.
Every day, we combine technology, insight, and collaboration to create new possibilities for advisors, for our people and for our investors.

This role is best suited to someone with hands-on experience in trade production who is comfortable working with data, systems, controls, and reporting tools.
3+ years of hands-on experience in trade operations or a closely related role.
Candidates must be legally authorized to work in the US to be considered.
Candidates must be legally authorized to work in the US to be considered. We are unable to provide visa sponsorship for this position.

Strong attention to detail and the ability to investigate breaks, reconcile information, and identify patterns or recurring issues.
Working proficiency in Excel, including pivot tables, lookups, formulas, filters, and data validation.
Technical aptitude and curiosity, with comfort learning new systems, working with structured data, and partnering with technical teams.
Clear written and verbal communication skills, including the ability to explain issues, findings, and recommended next steps.

The Base Salary range for this position is between $90,000-$100,000.
This information reflects a base salary range that AssetMark reasonably expects to pay for the position based on a number of factors which may include job-related knowledge, skills, education, experience, and actual work location.
This position will also be eligible for additional variable incentive compensation and competitive benefits.
Our mission is simple: to help our 10,500+ financial advisors make a meaningful difference in their clients' lives.

Operating with Excellence, in learning fast, continuously improving, innovating and collaborating to find new and better solutions.
Flex Time or Paid Time Off and Sick Time Off
Medical, Dental, Vision - HDHP or PPO
HSA - Employer contribution (HDHP only)
Volunteer Time Off
Fitness Reimbursement
Monitor daily and recurring trading workflows, reports, and quality controls to assess process health, data accuracy, workflow exceptions, and operational risk.
Education & Experience:

to help our 10,500+ financial advisors make a meaningful difference in their clients' lives.
Our values are how we show up every day.
Our mission is simple: to help our 10,500+ financial advisors make a meaningful difference in their clients' lives.
Client Success.
We believe in:
Leading with Heart, in truly making a difference in the lives of others: teammates, clients, investors and communities.
Unyielding Integrity, doing what's right, always. Even when it's hard.
Collective Respect, in being authentic, inclusive and valuing all voices while winning together.
These values shape our culture, guide our decisions, and define what it means to be part of the AssetMark family.
Our Culture & Benefits

This listing is sourced directly from AssetMark Financial, Inc's careers page and normalized into a canonical job model.