Waystone

Director - Compliance Solutions

Chicago, Illinois · Director

Sponsorship not specifiedDetected 28 days ago

ExcelCommunicationMicrosoft Office

About the role

About Waystone Waystone is a leading asset-servicing solutions provider of institutional governance, administration, risk and compliance services to financial institutions.
Associate Directors are responsible for basic drafting tasks related to SEC and CFTC filings and compliance manuals.
Education: An internationally recognized professional qualification.

Maintain Code of Ethics programs for clients
With over 25 years' experience and a comprehensive range of specialist services to its name, Waystone helps our clients structure, operate and grow through our expertise, innovation and digitisation, backed by the operational scale to support global expansion

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.
The requirements listed below are representative of the knowledge, skill, and/or ability required.
7+ years' experience working in financial services as a fund or broker deal accountant or legal or compliance professional
Experience or technical understanding of trading strategies and the financial markets is highly desirable
Candidates must have excellent English language skills, excelling in both written and oral communication
Experience with Microsoft Office including excellent Excel skills is desirable
Candidates must display the ability to analyze and interpret basic data with a keen eye for detail
Some travel may be required (>25%)

Conduct and assist with annual review obligations, including electronic communications surveillance

This listing is sourced directly from Waystone's careers page and normalized into a canonical job model.