The Voleon Group

Manager - Trade Surveillance

Remote, United States

Sponsorship not specifiedDetected 84 days ago

Machine LearningResearchLeadership

About the role

Voleon is a technology company that applies state-of-the-art AI and machine learning techniques to real-world problems in finance.
We have become a multibillion-dollar asset manager, and we have ambitious goals for the future.
Your colleagues will include internationally recognized experts in artificial intelligence and machine learning research as well as highly experienced finance and technology professionals.

Draft and maintain appropriate policies and procedures for our real time and near real time compliance monitoring program
Develop key performance indicators and regular reporting on the control room function to the Global CCO and other senior executives
Lead cross-functional projects and drive execution across multiple departments
Manage and develop a high-performing team, overseeing hiring, training, workload allocation, and day-to-day leadership
Build out a suite of monitoring reports that actively reviews algorithmic trading for anomalies and suspected breach of SEC, FINRA and CFTC rules.
Develop a case management protocol for follow up on suspected anomalies and potential rule violations
Work with the Global Chief Compliance Officer to manage interactions with US and overseas regulators
Document trade errors and work with trading and operations teams to ensure that repeat errors with the same criteria do not occur
Reporting to the Global Chief Compliance Officer, you will build and oversee a team of compliance, legal, and financial professionals and determine how they are best deployed.

8-12+ years in a trading, operations, or compliance role at a large financial industry firm (e.g., hedge fund, investment adviser, broker-dealer)
2+ years in a management position, overseeing multiple direct reports of varying seniority
Experience communicating effectively across compliance, finance, legal, operations, and senior leadership
Familiarity with financial industry rules, like trade reporting and the anti-fraud provisions of various federal rules (e.g., Investment Advisers Act of 1940, Securities Exchange Act of 1934, Commodity Exchange Act).
Bachelor's degree required

In addition to our enriching and collegial working environment, we offer highly competitive compensation and benefits packages, technology talks by our experts, a beautiful modern office, daily catered lunches, and more.

For more details regarding eligibility, terms and conditions please make sure to review the Voleon Referral Bonus Program https://voleon.com/assets/Voleon-Referral-Bonus-Program.pdf.
In addition to our enriching and collegial working environment, we offer highly competitive compensation and benefits packages, technology talks by our experts, a beautiful modern office, daily catered lunches, and more.

The Voleon Group is an Equal Opportunity employer. Applicants are considered without regard to race, color, religion, creed, national origin, age, sex, gender, marital status, sexual orientation and identity, genetic information, veteran status, citizenship, or any other factors prohibited by local, state, or federal law.
The Voleon Group is an Equal Opportunity employer.
Applicants are considered without regard to race, color, religion, creed, national origin, age, sex, gender, marital status, sexual orientation and identity, genetic information, veteran status, citizenship, or any other factors prohibited by local, state, or federal law.

ational origin, age, sex, gender, marital status, sexual orientation and identity, genetic information, veteran status, citizenship, or any other factors prohibited by local, state, or federal law

This listing is sourced directly from The Voleon Group's careers page and normalized into a canonical job model.