Goldman Sachs

Compliance - Salt Lake City - Vice President, Business Unit Compliance- 10076305

Salt Lake City, UT, United States · Exec

Sponsorship not specifiedDetected 8 days ago

Data AnalysisDetection EngineeringAuditingHRResearchProblem SolvingInternal Audit

About the role

Job Duties: Vice President, Business Unit Compliance with Goldman Sachs & Co.
Liaise with strategy groups, Engineering, and Technology in the development, review, and testing of new or existing automated surveillance models and output.

Prior experience must include five (5) years of experience with the following: compliance, surveillance, or internal audit experience within the financial service industry
applying knowledge of regulatory framework to proactively identify compliance risks and propose solutions
Prior experience must include five (5) years of experience with the following:
Prior experience must include three (3) years of experience with the following:
Prior experience must include two (2) years of experience with the following:
applying expertise of applicable capital markets regulations as it applies to market manipulation to review surveillance alerts for disposition or escalation. ©The Goldman Sachs Group, Inc., 2026.

Vice President, Business Unit Compliance with Goldman Sachs & Co.
LLC in Salt Lake City, Utah.
Leverage data analytics tools to track, analyze and report on key operational metrics.
Investigate potential trading issues flagged by the business units, such as the Global Markets & Banking and Investment Banking segments.
Monitor to ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.
Identify enhancements to existing controls.
Test the integrity of system controls and surveillance reports by participating in testing programs and validating test results.

This listing is sourced directly from Goldman Sachs's careers page and normalized into a canonical job model.