PWM
Client Associate
New York, NY
Sponsorship not specified$80k-$100kDetected 31 days ago
AccessibilityAccount ManagementExcelCommunicationPublic SpeakingOrganizational SkillsMicrosoft Office
About the role
- The Client Associate is a client-facing role supporting the Quality Equity Group's mutual fund, institutional and private wealth business.
- In addition, this individual will serve as a backup equity trader for the team, stepping in to execute trades in a disciplined and responsible manner when the team's primary trader is unavailable.
Responsibilities
- Serve as a primary contact for existing and prospective clients, delivering responsive, high-touch support with strong follow-up and diligent execution
- Work with members of the team to provide materials to support the team's fundraising efforts in the mutual fund, institutional and private wealth channels
- Establish new accounts for individual and entity clients, including document preparation, KYC data gathering and review, quality control checks prior to submission, account funding coordination, and information follow-up
- Provide support for the client online reporting portal (eClient), including initial setup assistance and ongoing general inquiries
- Fulfill client requests for account documentation, performance reporting, tax documents, and other account-related materials
- Maintain accurate client records and activity logs across internal systems
- Assist with ad hoc projects to support the team
Requirements
- Bachelor's degree required
- 2+ years of experience required
- SIE, Series 7 & 66 licenses required or ability to obtain within firm timeline
- Excellent interpersonal and communication skills, both written and verbal, with the ability to engage professionally and warmly with a diverse, high-net-worth client base
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
- Highly organized with exceptional attention to detail and strong follow-through
- Ability to manage multiple tasks simultaneously and prioritize effectively in a fast-paced, client-driven environment
- Proficient in Microsoft Word, Excel, and PowerPoint
- Collaborative, proactive, and service-oriented team player with a high standard of personal accountability
- Passion for client service, investment excellence and sustainable business practices
Compensation
- The salary range for this role is $80,000-$100,000.
- This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting.
- We may ultimately pay more or less than the posted range, and the range may be modified in the future.
- This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package.
- Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable.
- The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company's sole discretion, consistent with the law.
Benefits
- Develop and maintain working knowledge of the team's equity strategies and client portfolios to support accurate and timely trade execution
- We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.
Equal opportunity
- Neuberger is an equal opportunity employer.
- equal opportunity employer.
Visa & Work Authorization
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
This listing is sourced directly from PWM's careers page and normalized into a canonical job model.