Interactive Brokers
Data – Compliance Senior Analyst II
Greenwich, CT · Senior
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About the role
- We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
- IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories.
- We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers.
Responsibilities
- Support the continued adoption of the Interactive Brokers Data policies and procedures
- Collaborate with technical and business stakeholders to strengthen data quality
- Design periodic and adhoc supervisory reports and complete associated reviews
- Guide and manage data incidents and remediation
- Implement internal control enhancements and appropriately solution potential compliance matters
- Draft and implement firm policies, controls and written supervisory procedures
- Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts.
Requirements
- 5-7 years' experience with a broker-dealer, investment manager or regulator
- Experience with data catalog, business glossaries, mapping and metadata management tools
- Experience with data classification and data loss protection policies and controls
- Experience with triaging data incidents
- Working knowledge of data related regulations for data management and data protection
- Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
- Ability to develop solutions that satisfy relevant regulations while executing sound business judgment
- Self-motivated and able to handle tasks with minimal supervision
- Superb analytical and problem-solving skills
- Excellent collaboration and communication (verbal and written) skills
- Outstanding organizational and time management skills
- Competitive salary, annual performance-based bonus, and stock grant
Nice to have
- Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems preferred
- Knowledge of UNIX, SQL, Python and databases is a plus
Compensation
- Competitive salary, annual performance-based bonus, and stock grant
Company info
- Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This listing is sourced directly from Interactive Brokers's careers page and normalized into a canonical job model.