Db

Db

Listed & COTC Derivatives - CFTC Client Segregation - Associate

New York, 1 Columbus Circle

Sponsorship not specified$65k-$106kDetected 6 days ago
AccountingExcelCommunicationCollaboration

About the role

  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Educational resources, matching gift and volunteer programs

Responsibilities

  • Perform the daily client segregation calculation to ensure accuracy, timeliness, and completion
  • Liaise with Operational leads to ensure proper reconciliations are received for input into the computations and escalate when appropriate
  • Review existing/create enhanced control reporting metrics to identify potential areas requiring attention and/or remediation
  • Ability to manage multiple tasks with competing deadlines and priorities
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

Skills

  • Relative securities/banking industry experience
  • US CFTC client segregation regulation experience required
  • US SEC client protection regulation experience beneficial
  • Trade life cycle knowledge preferred (trade capture to books and records), inclusive of funding as well as segregation calculations
  • Position will require liaising with other divisions (Finance, Compliance, Front Office, Legal, & Risk management) as required
  • Ability to work in a structured and organized manner and be a self-starter
  • Experience with Service Risk Owner and independent auditors' examinations
  • Excellent written, communication, and analytical skills
  • Knowledge of stock record & broker/dealer accounting activity

Compensation

  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

Benefits

  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

Company info

  • https://careers.db.com/life
  • The California Consumer Privacy Act outlines how companies can use personal information.
  • We strive for a culture in which we are empowered to excel together every day.
  • This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
  • Together we share and celebrate the successes of our people.
  • Together we are Deutsche Bank Group.
  • We welcome applications from all people and promote a positive, fair and inclusive work environment.
  • Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law.
  • Click these links to view
  • Deutsche Bank is investing heavily in regulatory reporting, which means we are investing in you.

Equal opportunity

  • EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; and Employee Polygraph Protection Act.

This listing is sourced directly from Db's careers page and normalized into a canonical job model.