Wilshire Advisors LLC

Wilshire Advisors LLC

Vice President, Registered Fund Compliance Officer

Santa Monica, CA, United States · Exec

Sponsorship not specified$180k-$240kDetected 48 days ago
RESTComplianceAPI TestingResearchCommunicationPublic SpeakingOrganizational Skills

About the role

  • For more than 50 years, Wilshire has been dedicated to providing customized portfolio solutions grounded in research and powered by next generation technologies.
  • Wilshire advises on over $1 trillion in assets for some of the world's largest and most sophisticated institutional investors and is headquartered in the United States with offices worldwide.
  • This role serves as a key compliance resource to the fund boards and works closely with internal stakeholders and sub-advisors to ensure adherence to the Investment Company Act of 1940 (the "40 Act") and applicable SEC regulations.

Responsibilities

  • Maintain and oversee the 40 Act compliance program for the Wilshire mutual funds, VIT, and interval fund, including monitoring compliance with exemptive relief granted to the interval fund
  • Strong organizational skills and ability to manage multiple time sensitive matters in a demanding, fast-paced and fluid environment
  • Business and solution-oriented approach to interacting and working with key business partners is critical for this role

Requirements

  • Experience with the 40 Act and the Investment Advisers Act of 1940
  • Wilshire is an SEC registered investment adviser and required to track certain political contributions under Rule 206(4)-5.
  • As such, you may be required to disclose your prior political contributions.
  • Exceptional analytical, written and oral communication and relationship-building skills required, as is a proven track record working as a member of a team.
  • The candidate must have a strong ability to solve problems in a practical manner and to communicate complex concepts in an understandable way

Nice to have

  • Experience conducting sub-advisor due diligence and oversight in a fund-of-funds or multi-manager environment preferred
  • Familiarity with SEC exemptive relief orders applicable to registered funds is a plus
  • Familiarity with compliance related software and applications, including ACA ComplianceAlpha and Dasseti (or similar) is a plus
  • ­­­­Bachelor's degree required
  • law degree or M.B.A. are a plus

Skills

  • This position reports to the Chief Compliance Officer.

Compensation

  • Prepare and coordinate mutual fund board meeting materials, including managing the quarterly sub-advisor due diligence questionnaire process and the annual 15(c) review process
  • Assist with general compliance functions unrelated to registered funds, including ad-hoc compliance requests, Form ADV annual updates, and other regulatory compliance matters as needed
  • The pay range for this position is $180,000-$240,000.
  • The total compensation package includes eligibility for an annual discretionary bonus and a full range of health and financial benefit offerings, which will be provided in conjunction with an offer of employment.

Visa & Work Authorization

  • , religion, sex (including gender and gender identity), national origin, ancestry, age, marital status, veteran status, citizenship status, disability, medical condition (as defined by California Government Code section
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