Northern Trust
Registered Associate II
Tempe, AZ · Mid
No sponsorshipDetected 8 days ago
LeadershipCommunicationOrganizational SkillsMicrosoft Office
About the role
- Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity.
- Major Duties: • Responsible for day-to-day client servicing.
- Including account opening, account servicing and maintenance as well as trade execution.
Responsibilities
- Supports Financial Advisor(s) in the process of evaluating investment objectives to provide guidance to clients as appropriate given risk tolerance, income needs, and current market environment.
- Builds relationships with Financial Advisors, internal and external business partners, and clients by delivering exceptional proactive service.
- Works with internal partners (Sales, Operations, Management, or other relationship managers) to respond to client needs/requests.
- As subject area expert to other associates and advisors, providing comprehensive, in-depth consulting and leadership to team and partners at a high technical level.
- Maintain relevant client information in Client Relationship Management system.
- Organizes and maintains client records in accordance with firm, industry, and regulatory compliance.
- Strategic in developing, implementing and administering programs within functional areas.
- Impacts quality of own work and the work of others on the team.
Requirements
- Excellent analytical, verbal, and written communication skills are required.
- Thorough knowledge of investment products through prior work experience is required (stocks, bonds, mutual funds, options).
- Organizational skills and the ability to prioritize are essential.
- A College or University degree is preferred.
- FINRA Securities Industry Essentials Exam (SIE), Series 7 or 7TO and 63/65 or 66 are required.
Equal opportunity
- Reasonable Accommodation
- If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com, or alternatively you can discuss your individual requirements with the recruiter you are working with.
Visa & Work Authorization
- Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future.
- Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa).
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This listing is sourced directly from Northern Trust's careers page and normalized into a canonical job model.