Nelnet
Compliance Monitoring Manager- Nelnet Bank
Draper, UT
Sponsorship not specified$100k-$130kDetected 37 days ago
ComplianceNegotiationLeadershipInternal AuditRenewable Energy
About the role
- The Compliance Monitoring Manager is responsible for execution of compliance testing and monitoring programs.
- The role is also responsible for effectively communicating the compliance methodology and results to Nelnet associates, management, clients, regulators, and auditors.
- Employs technical expertise to resolve complex compliance related issues 4.
Responsibilities
- Develops, coordinates, and oversees execution of the Bank's compliance risk assessment and compliance testing and monitoring programs
- Monitors and validates the results and methodologies of the first line compliance testing teams
- Validates control weaknesses identified through quality checks, compliance testing, reviews, and examinations are tracked, properly evaluated, prioritized based on risk, responded to, and closed
- Performs targeted testing for consumer compliance and banking requirements, as well as Bank policies and procedures, by evaluating processes and controls in accordance with established timelines and compliance testing guidelines
- Obtains and maintains appropriate professional certifications and continually expands knowledge of industry related regulatory requirements, contract requirements, and compliance, risk management, and monitoring best practices
Requirements
- 5+ years in audit, compliance, banking, risk management, or governance related field.
- Direct involvement with regulatory examinations (CFPB, FDIC, OCC, etc.) required
Nice to have
- Bachelor's Degree in related field preferred.
- Certified Regulatory Compliance Manager (CRCM) or related certification preferred
Skills
- In-depth experience with development and testing of compliance programs
- Ability to work independently on multiple issues concurrently and to exercise independent judgment in establishing priorities
- Ability to succeed in a fast pace, heavy workload, environment
- Ability to communicate complex concepts
- Excellent oral, written, negotiation and presentation skills with executive level management
- Ability to adapt to highly diversified and changing environment
Compensation
- Pay Range for this role is - $100,000 - $130,000
Benefits
- We value the unique contributions of every team member and believe that a positive work environment benefits everyone.
- The perks of working at Nelnet go beyond our benefits package.
Company info
- Coordinates with the Bank Compliance team and the Corporate Compliance team to analyze industry news, including consent orders, civil investigations, lawsuits, etc., and ensures proper review is provided to protect our customers and the company
- For over 40 years, Nelnet has been serving its customers, associates, and communities.
- When you join the Nelnet team, you're part of a community invested in the success of each individual.
- That support comes through in our work, as we are united by our mission of creating opportunities for people where they live, learn, and work.
Equal opportunity
- As an Equal Opportunity Employer, we ensure that all qualified applicants are considered for employment.
This listing is sourced directly from Nelnet's careers page and normalized into a canonical job model.