Nb
Associate General Counsel - Mutual Funds
New York, NY
Sponsorship not specified$200k-$225kDetected 5 days ago
AccessibilityCommunication
About the role
- Neuberger is seeking an experienced attorney in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team.
- This position will report to the General Counsel - U.S. Registered Funds.
- This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working on many different sophisticated matters, wants substantial business team and client contact and is a team player.
Responsibilities
- This position will be providing legal advice and support on Neuberger Berman's U.S. registered fund business, including mutual funds, exchange-traded funds and closed-end funds.
- The lawyer will also provide support to our intermediary distribution efforts.
Requirements
- Bachelor's degree and JD required
- Member of New York State Bar (or the ability to waive in)
- At least 5 years of experience working with U.S. registered funds and the Investment Company Act of 1940 at a major U.S. law firm or with an in-house legal department
- Mutual Funds/ 1940 Act experience required
- Capable of working independently but with ability to recognize when to seek guidance in complex situations
- Pro-active approach with the ability to engage with and communicate effectively with senior management
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
Nice to have
- Experience working with boards of trustees/directors of U.S. registered products strongly preferred
- Experience working on intermediary relationships for U.S. registered products a plus
Compensation
- The salary range for this role is $200,000-$225,000.
- This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting.
- We may ultimately pay more or less than the posted range, and the range may be modified in the future.
- This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package.
- Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable.
- The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company's sole discretion, consistent with the law.
Benefits
- We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.
Equal opportunity
- Neuberger is an equal opportunity employer.
- equal opportunity employer.
Visa & Work Authorization
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
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