IQ-EQ
Manager- Regulatory Compliance (Alternative Assets)
Chicago, IL, United States
Sponsorship not specified$72k-$110kDetected 13 days ago
ComplianceBusiness DevelopmentAccountingLeadershipProblem SolvingCritical ThinkingAdaptabilityInternal Audit
About the role
- We're a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide.
- We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion.
- We work with 13 of the world's top-15 private equity firms.
Responsibilities
- You'll help manage client engagements, providing strategic compliance guidance with minimal oversight from senior leadership
- You will lead client trainings, mock regulatory exams, and provide hands-on support during SEC and FINRA examinations
- You'll stay on top of regulatory changes, guide clients in developing internal controls, and offer practical solutions to complex compliance issues
- You will help foster a collaborative team culture, mentor junior staff, and support firm-wide initiatives such as business development and and operational excellence beyond client work
- Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced.
Requirements
- You're familiar with SEC examination practices and preferably have hands-on experience with both actual and mock exams.
- You have a strong knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.
Nice to have
- You bring 4 plus years of compliance experience, ideally from a registered investment adviser, law firm, investment consulting firm, or have practiced law regarding registered investment companies
Skills
- Above all, what makes us different is our people.
Compensation
- You're responsible for ensuring timely and accurate completion of client deliverables, including annual reviews, regulatory filings, and updates to compliance policies and procedures
- The salary for this position will be dependent on experience and location ($ 72,000-$110,000).
Benefits
- IQ-EQ offers a comprehensive benefits package designed to support employees' well-being and work-life balance.
- Health benefits include medical, dental, vision, mental health support and additional ancillary insurance plans.
- We're committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee.
- Additional benefits include paid parental leave and a hybrid work schedule, promoting both personal and professional fulfillment.
This listing is sourced directly from IQ-EQ's careers page and normalized into a canonical job model.