Clear Street

Clear Street

Associate - Surveillance

New York, NY · Senior

Sponsorship not specified$95k-$110kDetected 23 days ago

About the role

  • The Compliance Team seeks a detail-oriented and motivated Surveillance Associate to be responsible for conducting daily trade surveillance reviews for the Firm's active trader client base.
  • This role focuses on detecting, reviewing and escalating potential market manipulation and abusive trading activity using Nasdaq Trade Surveillance (NTS) with primary coverage of equities and listed options.
  • The position requires strong analytical judgment and experience reviewing complex trading strategies and order placement patterns typical of active retail trading.

Responsibilities

  • Perform cross-product surveillance across equities and listed options.
  • Document findings clearly and concisely in surveillance case management systems

Requirements

  • Strong understanding of equities and listed options markets, including order types, routing, execution mechanics and common trading strategies

Skills

  • 3-5 years of hands-on experience using NTS in a broker-dealer or exchange environment
  • Ability to assess trading intent and distinguish legitimate strategies from abusive conduct
  • Experience supporting active retail trading environments
  • Strong analytical, investigative and documentation skills
  • This range represents Base Salary only, which is just one element of Clear Street's total compensation.
  • The range stated does not include other factors of total compensation such as bonuses or equity.
  • In-office benefits include lunch stipends, fully stocked kitchens, happy hours, a great location, and amazing views.
  • Our top priority is our people.
  • Clear Street is modernizing the brokerage ecosystem.

Compensation

  • The Base Salary Range for this role is $95,000-$110,000.
  • This range represents Base Salary only, which is just one element of Clear Street's total compensation.

Benefits

  • At Clear Street, we offer competitive compensation packages, company equity, 401k matching, gender neutral parental leave, and full medical, dental and vision insurance.

Company info

  • Our belief has always been that we are better as a business when we are all together in person.
  • As such, we are requiring employees to be in the office 4 days per week.

Equal opportunity

  • equal opportunity employer.
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This listing is sourced directly from Clear Street's careers page and normalized into a canonical job model.