Gemini

Senior Associate, Trading Operations (Broker Dealer)

New York, New York · Senior

Sponsorship not specified$99k-$142kDetected 4 days ago

SQLExcelProcess ImprovementCollaboration

About the role

Maintain accuracy of positions, cash balances, and broker/clearing data across firm systems
Support account maintenance and review of new and existing account activity for trading eligibility
Partner with Compliance, Finance, Product and Engineering teams to support regulatory reporting, trade surveillance, and system enhancements
Support internal audits, regulatory exams, and control testing related to trade operations

Bachelor's degree in Finance, Economics, or a related quantitative field
4+ years of experience in brokerage or trade operations at a broker-dealer, exchange, or clearing firm
Working knowledge of the FINRA/SEC regulatory framework applicable to broker-dealers
FINRA Series 99 required (or ability to obtain within 90 days of hire)
Strong attention to detail and reconciliation/analytical skills
Intermediate or advanced in Excel/GoogleSheets and comfort working within trading and clearing systems
Intermediate skills in SQL and managing large data sets
Competitive starting pay
A discretionary annual bonus
Long-term incentive in the form of a new hire equity grant
Comprehensive health plans
401K with company matching
Paid Parental Leave

The base salary range for this role is between $99,400 - $142,000 in the State of New York.
When determining a candidate's compensation, we consider a number of factors including skillset, experience, job scope, and current market data.

As a publicly traded company, Gemini is poised to accelerate this vision with greater scale, reach, and impact.
This range is not inclusive of our discretionary bonus or equity package.

Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries.
Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted access to the decentralized future.
We envision a world where crypto reshapes the global financial system, internet, and money to create greater choice, independence, and opportunity for all - bridging traditional finance with the emerging cryptoeconomy in a way that is more open, fair, and secure.
The Department: Finance
In the United States, we offer a hybrid work approach at our hub offices, balancing the benefits of in-person collaboration with the flexibility of remote work.

Equal Opportunity is the Law, and Gemini is proud to be an equal opportunity workplace.
If you have a specific need that requires accommodation, please let a member of the People Team know.

al employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity, or Veteran status

This listing is sourced directly from Gemini's careers page and normalized into a canonical job model.