Nb
Senior Compliance Analyst - AML Compliance
New York, NY · Senior
Work authorization required$115k-$135kDetected 30 days ago
AccessibilityCRM
About the role
- This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting.
- We may ultimately pay more or less than the posted range, and the range may be modified in the future.
- This range is only applicable for jobs to be performed in the job posting location.
Responsibilities
- Review and approve subscription documents for private funds investors
- Maintain accurate and complete client risk profiles in the firm's CRM/KYC system
- Collaborate with the IT team to assess and refine screening system configurations, optimizing rule sets and alert thresholds to reduce false positives and strengthen the firm's overall detection capabilities
- This role will partner cross-functionally with operations, legal and front office teams to ensure consistent application of AML policies and seamless execution of compliance workflows.
Requirements
- Bachelor's degree required
- Knowledge of and experience applying U.S customer due diligence rules, including Bank Secrecy Act
- Ability to work with business and operations teams to ensure requirements are fully understood and met
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
- Detail-oriented, organized and ability to manage high paced environment
Nice to have
- 5 plus years' experience
- ACAMS certification preferred
Compensation
- The salary range for this role is $115,000-$135,000.
- This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting.
- We may ultimately pay more or less than the posted range, and the range may be modified in the future.
- This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package.
- Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable.
- The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company's sole discretion, consistent with the law.
Benefits
- We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.
Company info
- Conduct enhanced due diligence (EDD) investigations on high-risk customers, transactions, and counterparties
- Neuberger is seeking an anti-money laundering (AML) analyst for its legal and compliance department to conduct enhanced due diligence on high-risk customers, review alerts from screening systems, prepare Suspicious Activity Reports, and manage client risk profiles.
Equal opportunity
- Neuberger is an equal opportunity employer.
- equal opportunity employer.
Visa & Work Authorization
- Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.
This listing is sourced directly from Nb's careers page and normalized into a canonical job model.