Raymond James

Raymond James

Senior Registered Client Service Associate - New York, NY

New York, New York - United States, USA · Senior

Sponsorship not specified$80k-$96kDetected 2 days ago
CRMBudgetingExcelCustomer SupportResearchCommunication

About the role

  • Come grow with us and see where a career at Raymond James could take you!

Responsibilities

  • Helps manage and standardize best practices for various activities: new client on-boarding, large client liquidity events, private placement investment monitoring.
  • Manages budgeting and tracking of Financial Advisor expenses.
  • Creates reports to build more practice efficiencies, identify key practice performance metrics, and helps implement processes to further enhance the team's performance.
  • Works both independently and within a dynamic team environment to provide crucial support to the financial advisors and branch office.

Requirements

  • Operate standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases.

Skills

  • Fluent in Hebrew a plus
  • SIE required provided that an exemption or grandfathering cannot be applied.
  • Series 7 required.
  • Series 63, 65 and/or 66 as required by state.
  • Ability to obtain additional securities and advisory state registrations if required by state.
  • Education/Previous Experience
  • Licenses/Certifications
  • Due to pay transparency, our roles auto-populate with Federal minimums.
  • However, the office has determined the appropriate range for this position to be $80,000.00 to $96,000.00 base salary."
  • High School (HS) (Required)
  • Work Experience
  • General Experience - 3 to 6 years

Compensation

  • $55,000.00-$96,000.00

Benefits

  • The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.

Company info

  • Grow professionally and inspire others to do the same
  • Work with and through others to achieve desired outcomes
  • Make prompt, pragmatic choices and act with the client in mind
  • Take ownership and hold themselves and others accountable for delivering results that matter
  • Contribute to the continuous evolution of the firm
  • Ensures key client information and documentation is current with firm and industry requirements, rules and regulations.

This listing is sourced directly from Raymond James's careers page and normalized into a canonical job model.