Raymond James
Senior Advisor, Supervision - Dispute Resolution
Saint Petersburg, Florida - United States, USA · Senior
Sponsorship not specifiedDetected 1 day ago
LeadershipCommunicationProblem SolvingPublic SpeakingAdaptability
Stay score
odds of building a lasting career here
33Risky
Cap-exempt (no lottery)0
Sponsors this role65
Entry-level history0
PERM / green-card track0
Lottery odds40
Fits your clock70
Thin sponsorship signal and lottery-bound. A low-probability bet with your clock running. Prioritize cap-exempt roles and proven entry-level sponsors first.
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About the role
- You will also serve as a resource to less experienced associates and contribute to initiatives that enhance consistency, efficiency, and risk management practices across the Supervision organization.
- Investigate client concerns, grievances, complaints, and regulatory inquiries.
- Analyze account activity, communications, documentation, and related records to assess potential risk and determine appropriate resolution strategies.
Responsibilities
- Contribute to and lead discussions regarding regulatory reporting obligations, including Form U4 amendments and settlement reporting requirements.
- Maintain awareness of industry developments and evolving regulatory expectations.
- Build productive partnerships while maintaining an objective and risk-focused perspective.
Compensation
- The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.
Benefits
- The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions.
Company info
- The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
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