Novus International, Inc
Junior Attorney - Investment and Custodial Services
USA - PA - Oaks, USA · Junior
Sponsorship not specifiedDetected 25 days ago
ComplianceAccountingCorporate LawResearch
About the role
- The Attorney will primarily counsel stakeholders on the laws and regulations underpinning SEI's custody and trust operations.
- SEI Private Trust Company is a federally regulated trust company that provides institutional investment and custody services.
- The Attorney will be a member of Legal & Compliance Department and will report to the Managing Director/Attorney - Investment Operations and Technology team.
Responsibilities
- Manage and research positions and issues that arise during implementation of new service and/or ongoing operations to ensure compliance with applicable laws and policies
- Perform other assignments as your supervising attorney may direct.
- We are a technology and asset management company delivering on our promise of building brave futures (SM)-for our clients, our communities, and ourselves.
- Come build your brave future at SEI.
- Reflecting our experience within financial services and financial technology our offices encompass an open floor plan and numerous art installations designed to encourage innovation and creativity in our workforce.
Requirements
- Experience in regulatory compliance in an operations, custody, trust or similarly regulated area
- Ability to balance business partnership with the need to exercise independent judgment and to raise potentially sensitive or contentious issues in a timely and constructive manner
- Comfort with a dynamic, often-changing environment
- A high degree of multi-tasking capability
- Current bar admission
- Knowledge of federal laws impacting financial service companies required (custody and trust regulations, preferred) and some experience in dealing with federal regulators. Experience with the OCC preferred.
- Experience in regulatory compliance in an operations, custody, trust or similarly regulated area; or equivalent combination of education and experience
- Detail oriented, flexible and a collaborative team player
- Three professional references
Nice to have
- Law degree from accredited U.S. law school with 1-to-4 years' experience in a law firm with financial services experience or a financial institution, preferred
- Knowledge of federal laws impacting financial service companies required (custody and trust regulations, preferred) and some experience in dealing with federal regulators.
- Experience with the OCC preferred.
Benefits
- We offer our employees paid parental leave, back-up childcare arrangements, paid volunteer days, education assistance and access to thriving employee networks.
- or equivalent combination of education and experience
Company info
- At SEI, we're (literally) invested in your success.
Equal opportunity
- SEI is an Equal Opportunity Employer and so much more…
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