Blue Owl Capital
Managing Director - Americas' Distribution and Global Marketing
Short Hills, NJ · Director
Sponsorship not specified$250k-$275kDetected 3 hours ago
ComplianceCommunicationPublic Speaking
About the role
- This role will have two direct reports and oversee a team of approximately ten individuals.
- The successful candidate will be the senior compliance leader responsible for overseeing all regulatory compliance activities related to product distribution, marketing, sales practices, and intermediary oversight across North America and Latin America.
- In addition, this role will oversee the firm's global marketing compliance function, including governance of marketing review processes and standards.
Responsibilities
- This will include maintaining a compliance program covering Blue Owl's offices and activities in Canada and Brazil, overseeing Blue Owl's lobbyist registration requirements within the US, fund registrations for our non-regulated funds and supporting these efforts with respect to Blue Owl's regulated fund, and providing compliance support for private launches for Blue Owl's credit platform.
- and partnering with the heads of EMEA and APAC compliance to ensure compliance with local jurisdictional requirements and to maintain consistent messaging and documentation standards.
Requirements
- Very strong understanding of securities laws, rules, and regulations applicable to FINRA members and SEC registered investment advisors.
- Detail oriented with the ability to assess and prioritize projects.
- FINRA Series 24 required
- 12 to15 years relevant experience in FINRA broker-dealer compliance, preferably with an institutional firm, as well as marketing and distribution compliance support for institutional and private wealth (retail) channels.
- Ability to manage and develop a dynamic team across complex responsibilities and rapid firm growth.
- The base annual salary range for this New Jersey based position will be $250,000 to $275,000. Actual salary offered will be based on the candidate's skill, experience, and qualification for the role. Employees may be eligible for a discretionary bonus, based on factors such as individual and team performance.
- Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.
Compensation
- The base annual salary range for this New Jersey based position will be $250,000 to $275,000.
Benefits
- Together with over 1,390 experienced professionals globally, Blue Owl brings the vision and discipline to create the exceptional.
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This listing is sourced directly from Blue Owl Capital's careers page and normalized into a canonical job model.