Xypncareers

Xypncareers

Director of Policy and Regulatory Affairs

Remote (United States) · Director · Full-time

Sponsorship not specified$40k-$45kDetected 12 hours ago
FDA RegulatoryCommunicationRegulatory Affairs

About the role

  • XYPN is a leading voice for independent, fee-only financial planners, and advocates for modernized regulation that elevates fiduciary financial planning, separates sales from advice, protects investors, and reduces unnecessary burdens on small advisory firms.
  • As XYPN's Director of Policy and Regulatory Affairs, you'll translate that expertise into meaningful advocacy and regulatory influence.
  • Coordinate member-facing communications regarding advocacy initiatives, regulatory updates, and policy resources.

Responsibilities

  • With a network of more than 2,200 fee-only financial planners and experience registering more than 2,000 investment advisers nationwide, we support firms across all 50 states and the SEC, giving us unique insight into the regulatory and operational challenges faced by independent RIAs operating across multiple jurisdictions.
  • You'll work closely with our Managing Director of Compliance and Regulatory Affairs to shape and execute XYPN's advocacy roadmap, leading efforts to monitor State & federal regulatory developments, develop policy positions, build relationships with regulators, and advance strategic engagement on issues impacting members.
  • Through this work, you'll help shape a regulatory environment that better supports fiduciary financial planning and independent advisory firms.
  • Develop and maintain XYPN's advocacy and policy roadmap, including issue tracking, prioritization, engagement status, and next steps.
  • Partner with the Managing Director and Executive Team to shape advocacy priorities and provide informed recommendations on engagement opportunities.
  • Develop a deep understanding of XYPN member firms, industry trends, and emerging regulatory issues to inform advocacy priorities and identify opportunities to influence regulation.
  • We won't settle for mere acceptance of each other's differences because we maintain that our team is better because of our differences, not in spite of them.
  • As such, our culture celebrates, champions, supports, protects, and thrives on our various and collective identity categories.

Requirements

  • Proven ability to independently analyze and summarize complex securities legislation and regulatory proposals.
  • Familiarity with administrative rulemaking processes, public comment procedures, regulatory hearings, and policy engagement strategies.

Skills

  • Excellent written communication skills with experience drafting white papers, policy briefs, and comment letters.
  • Strong understanding of the securities and financial services regulatory framework governing investment advisers.

Compensation

  • $100,000 - $142,000/ Annually All team members at XYPN are owners!
  • Unlimited vacation days to maintain work-life harmony (we require that you take a minimum of 3 weeks of vacation per year) 9 paid holidays (we offer flexible holidays!) 401(k) with match; you put in 6%, and we put in 4.5%.
  • Salary: $100,000 - $142,000/ Annually All team members at XYPN are owners!

Benefits

  • We offer a 100%- employer-funded Employee Stock Ownership Plan (ESOP).
  • 12 weeks paid parental leave for the birth or adoption of a child.
  • Health insurance w/ employer contribution.
  • Dental, Vision, Voluntary Life and AD&D, and Accident insurance options.
  • Pet insurance availability Health Savings & Flex Spending (Health, Limited & Dependent Care) Accounts available Employer-paid Life and AD&D insurance.
  • Employer-paid Long Term Disability coverage.
  • A sabbatical program that includes a cash bonus and extra time off at 5, 10, and 15 years.
  • Subsidized employer-sponsored childcare through our internal child care program. (Subject to availability) Various Gym discounts Company-owned laptop computer provided (Apple Products).

Company info

  • About XYPN XYPN is the only turnkey advice and planning platform that makes it possible for fee-only financial advisors to build the independent firm of their dreams with complete autonomy.

Equal opportunity

  • XYPN is beyond proud to be an equal opportunity employer.

Visa & Work Authorization

  • the state and federal level Legally authorized to live and work in the United States without present or future need for sponsorship
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