UMB

UMB

Trust and Custody Operations Compliance Specialist

Kansas City MO

Sponsorship not specified$70k-$109kDetected 13 days ago
ComplianceInternal Audit

About the role

  • You will also serve as a point of contact for internal and external regulatory compliance examinations and audits.
  • You're more than a means to an end-a way to help us meet the bottom line.
  • We want you to do the right thing, no matter what.

Responsibilities

  • You will administer and maintain the Trust and Custody First Line of Defense ("FLOD") Program, including, without limitation, documenting internal controls, performing and completing testing of internal controls in a timely fashion, and providing reporting to senior management at a regular frequency that clearly summarizes the results of testing performed through the Program.
  • You will partner with business leaders in assigned areas to remediate issues identified through Trust and Custody FLOD Program.
  • You'll be valued for exactly who you are and encouraged to support causes you care about.

Requirements

  • You have a Bachelor's Degree in a relevant field or four additional years of relevant work experience.
  • You have at least three (3) years of custody operations, registered funds, private funds, or related financial services experience
  • You have at least two (2) years of compliance or audit experience with a financial institution or consulting firm
  • At UMB, you can expect more heart.

Compensation

  • Compensation Ranges:

Benefits

  • Please see the description of benefits included with this job posting for additional information.
  • Benefit offerings and eligibility requirements vary.

Company info

  • Are you ready to be part of something more?

Equal opportunity

  • If you need accommodation for any part of the employment process because of a disability, please send an e-mail to talentacquisition@umb.com to let us know the nature of your request.

This listing is sourced directly from UMB's careers page and normalized into a canonical job model.