Wf
Branch Support Manager
WAYNE, PA
H1B sponsorship availableDetected 14 hours ago
ComplianceProcess ImprovementLeadershipCommunicationMentoring
About the role
- Learn more about the career areas and business divisions at wellsfargojobs.com.
- Supervise less experienced roles in transactional tasks and processes to ensure timely completion, quality, and compliance
- Identify opportunities for process improvement and risk control development in less complex functional areas
Responsibilities
- Manage allocation of people and financial resources for Brokerage Support
Requirements
- 1+ years of leadership experience
- 1+ year of leadership experience including managing, coaching and training
- Knowledge and understanding of Brokerage Industry, products, and operational procedures
- US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position.
- Registration for FINRA Series 65 or 66 must be completed prior to conducting Investment Advisory business.
- For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
- Excellent verbal, written, and interpersonal communication skills in both team settings and in-person to support the Market
- Understanding of brokerage branch exams and regulatory requirements from an operational support perspective
- Client service centric for our internal and external customers
- Strong attention to detail and accuracy
- Proven ability to prioritize tasks, stay organized, and manage competing demands in a fast-paced environment
- Series 9/10 licensing
Benefits
- To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.
Company info
- Collaborate and consult with peers, colleagues, and mid-level managers as well as interact directly with external customers
- Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.
Equal opportunity
- We Value Equal Opportunity
- Wells Fargo is an equal opportunity employer.
- Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
Visa & Work Authorization
- This position is not eligible for Visa sponsorship.
This listing is sourced directly from Wf's careers page and normalized into a canonical job model.