LPL Financial
Associate Analyst, Settlement Operations
Tempe · Mid
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About the role
- For further information about LPL, please visit www.lpl.com.
- At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business.
- They have the flexibility to do business their way.
Responsibilities
- Working with senior analysts, and leadership to drive improvement for the business through dedicated efforts on team projects
- We value those who embrace creativity, continuous improvement, and contribute to a culture where we win together and create and share joy in our work.
- And they have the freedom to manage their client relationships, because they know their clients best.
- Please log in or create an account to apply to this position.
Requirements
- 2+ years' experience in the brokerage and financial services industry, or 1+ year of direct Settlements Experience
- Bachelor's Degree from an Accredited University
- Prior Experience in an Analytical Role
- Experience using SQL macros and V-Lookups
Compensation
- Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.
Benefits
- Reconciling trade settlement and transfer fails to receive/deliver for equity and fixed income securities, metals, alternative investments, and international securities
- Performing surveillance of trade obligations through daily reports for Municipal Bond, DVP, Penny Stock and CNS Trades and providing documented QC of reports generated by others
- Offering strong problem solving to reconcile complex stock record breaks and supporting junior associates through training and learning
Company info
- We're looking for strong collaborators who deliver exceptional client experiences and thrive in fast-paced, team-oriented environments.
This listing is sourced directly from LPL Financial's careers page and normalized into a canonical job model.