Charles Schwab & Company, Inc.

Charles Schwab & Company, Inc.

Director, Legal Counsel, DAF Giving 360

Westlake, TX, US · Director

Sponsorship not specified$10k-$15kDetected 16 days ago
ComplianceExcelVendor ManagementContract ManagementCorporate LawLeadershipCommunicationCollaborationTime ManagementMicrosoft Office

About the role

  • Since our founding in 1999 as a 501(c)(3) public charity, DAFgiving360 donors have recommended over $50 billion in grants to 295,000 charities.
  • DAFgiving360 has entered into a services agreement with Charles Schwab & Co., Inc. for administrative and other services, including human resources.
  • This position will be an employee of Charles Schwab & Co., Inc. and will be subject to its policies and procedures but will report to and be accountable to DAFgiving360 for day-to-day activities.

Requirements

  • Ability to think strategically with sharp analytical skills and strong attention to detail and accuracy.

Nice to have

  • Law degree required.
  • 10-15+ years of related work experience in legal, regulatory and/or compliance with significant management experience.
  • Deep knowledge of non-profit regulations and donor-advised fund experience a plus.
  • Deep knowledge of the legal, compliance, and regulatory aspects of the financial services industry.
  • Understanding of registered investment advisors and of risk management concepts, structures, and processes.
  • Well-developed influencing and collaboration skills.
  • Experience analyzing data and preparing solutions based on sound facts and findings.
  • Ability to work on multiple projects simultaneously while prioritizing based on risk/business needs.

Skills

  • The Director, Legal will be solely responsible for managing legal matters, corporate governance, and regulatory compliance for DAFgiving360.

Compensation

  • Overseeing corporate governance for DAFgiving360, including ensuring compliance with board and committee charters/bylaws to include annual authority updates, conflict of interest policy, and supporting board and committee meetings.
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