Pjtpartners

Senior Vice President - Compliance (Monitoring & Assurance)

New York · Exec

Sponsorship not specified$175k-$200kDetected 19 days ago

Computer VisionExcelAuditingLeadershipCommunicationCollaborationMicrosoft OfficeInternal Audit

About the role

We also provide, through PJT Park Hill, private fund advisory and fundraising services for alternative investment managers, including private equity funds, real estate funds and hedge funds.
Our perspective was, and remains, that a great team brings in both top tier clients and appeals to a wide-range of diverse, talented colleagues.
Fostering an inclusive culture, which welcomes differing perspectives and beliefs, enables us to provide the best advice and insights to our clients.

PJT Partners is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance.
This individual will be responsible for the design, implementation, testing and assurance program, ensuring that regulatory obligations, internal policies, and risk controls are met with the highest standards.
Lead a high-performing Compliance Monitoring & Assurance team, fostering a culture of accountability, collaboration, and continuous improvement
Design and enhance compliance testing methodologies to address emerging regulatory and operational risks
Identify control gaps, escalate findings and drive timely risk remediation in partnership with business and control stakeholders

The successful candidates should have excellent communication skills, a demonstrated ability to write effectively, and a desire to work in a team environment.
The ideal candidate will also have the following qualifications and skills:

Must be able to communicate clearly with others, both orally and in writing and be able to influence and, if necessary, challenge others when required

Bachelor degree required
10 years of compliance, risk, or internal audit experience with at least 5 years in broker-dealer monitoring/assurance or testing functions
Deep understanding of U.S. broker-dealer regulatory framework (SEC and FINRA)
Prior leadership experience managing a monitoring team
Strong analytical skills and ability to translate regulatory obligations into actionable monitoring steps
Ability to work independently and collaboratively across global Legal & Compliance and Corporate teams
Strong risk and control awareness, with ability to identify and escalate issues promptly
Strong analytical, prioritization and organization skills
Proficiency in Microsoft Office, including Excel, PowerPoint, and Word
Expected annualized base salary of $175,000-$200,000.
This range represents the low and high ends of the expected annualized base salary for this position.
PJT is an equal opportunity employer.

nts for employment without regard to race, color, religious creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity expressi

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