Cboe Global Markets
Sr Specialist, CCUS Compliance
Chicago, Illinois, United States of America · Senior
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About the role
- At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters.
- We provide the financial infrastructure that powers the global economy.
- Our teams are empowered to share ideas, actively pursue them and bring on a challenge.
Responsibilities
- We're building meaningful ways to support professional and personal development while strengthening the trust we've earned as a global market leader.
- Analyze and draft policies and procedures, and provide and implement recommendations to address gaps, enhance controls, and improve effectiveness.
- Build and maintain strong relationships with clearing business, operations, legal, and other personnel.
- Support other Compliance department functions, including associate training development, cross-functional initiatives, and department projects, as needed.
- Self-motivated with the ability to effectively manage competing priorities and deadlines.
- Highly collaborative with a demonstrated ability to build strong relationships across business, legal, risk, and operational teams.
Requirements
- Bachelor's degree required.
- The ideal candidate will bring a strong understanding of clearing compliance, and the ability to proactively manage multiple priorities in a dynamic regulatory environment.
- A minimum of five years of experience in the clearing industry, including experience with an FCM, exchange, broker-dealer, the CFTC, the SEC, NFA, or FINRA.
- Proficiency in MS Office software (Word, Excel, Outlook, Power Point); familiarity with Jira, SharePoint, and Confluence is strongly preferred.
Compensation
- Draft and submit CCUS compliance-related reports and other regulatory filings to regulatory authorities, including market disruption notices, system incident reports, system change filings, and annual compliance reports.
Company info
- We are committed to fostering a workplace where all individuals are valued and respected.
- Salary Ranges (applicable for US locations only) At Cboe, we are committed to providing a competitive, transparent, and market‑informed total rewards program.
- Generous charitable giving company match
Equal opportunity
- We're proud to be an equal opportunity employer who does not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or veteran status.
- This position is not eligible for visa sponsorship.
- Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.
- Salary Ranges (applicable for US locations only)
Visa & Work Authorization
- This position is not eligible for visa sponsorship.
This listing is sourced directly from Cboe Global Markets's careers page and normalized into a canonical job model.