Moomoo
VP, Regulatory Finance
Jersey City, New Jersey, United States · Vp
Sponsorship not specified$200k-$250kDetected 13 days ago
ExpressFinancial AnalysisAccountingExcelCommunicationFinancial ReportingInternal Audit
About the role
- This individual plays a critical role in safeguarding the firm's regulatory standing, financial integrity, and operational resilience.
- Remote work is not available for this position.
- For more details about our in-office approach and expectations, please reach out to the recruiter.
Responsibilities
- Disclaimer The above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification.
Requirements
- It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.
- If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local FBI field office or to the FBI's Internet Crime Complaint Center.
Nice to have
- Monitor daily net capital to ensure ongoing compliance with regulatory thresholds.
- State Money Transmission License application and renewal
- Ensure reporting accuracy, completeness, and audit readiness across financial and regulatory reporting functions.
- Assist with the enhancement and maintenance of accounting, regulatory, and ICOC/internal control frameworks.
- Prepare standard and ad hoc financial and operational reporting for management and regulators.
- Active Series 3 (National Commodities Futures Examination) & 27 (Financial and Operations Principal) license required.
Skills
- Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
Compensation
- The expected salary range for this role is $200,000 - $250,000.
Benefits
- This role is also eligible to participate in our discretionary bonus plan.
Company info
- This means that either the employee or the Company may terminate the employment relationship at any time, with or without notice and with or without cause, subject to applicable law.
This listing is sourced directly from Moomoo's careers page and normalized into a canonical job model.