Cboe Global Markets
Investigator, Regulation
Chicago, Illinois, United States of America
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About the role
- At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters.
- We provide the financial infrastructure that powers the global economy.
- Our teams are empowered to share ideas, actively pursue them and bring on a challenge.
Responsibilities
- Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines
- Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing to the creation of new investigative processes that address potential regulatory concerns
- Collaborate and communicate with cross-functional teams, particularly the Options Surveillance and Enforcement team to enhance or create solutions
- Building trusted markets - powered by our people.
- As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.
- We're building inclusive ways to support professional and personal development while strengthening the trust we've earned as a global market leader.
Requirements
- Bachelor's Degree
- Must be proficient in MS-Office suite, including Excel
- In this role, you can expect to:
- Assist in taking on-the-record testimonies, as required
Nice to have
- Two years of Industry experience preferred
- Experience in a regulatory, compliance, and/or legal environment is preferred
Compensation
- Fair and competitive salary and incentive compensation packages with an upside for overachievement
Benefits
- Our Associate Resource Groups champion diversity, equity and inclusion, giving employees a safe space to network, share ideas and create opportunities.
- Actively participate in training/continuing education opportunities and meetings
Company info
- The Cboe Regulatory Division is responsible for the oversight of the markets for which it has regulatory responsibility and market participants.
- The Division endeavors to achieve this goal through effective and efficient surveillance, examination, and investigative programs aimed at detecting and disciplining or preventing violative or otherwise inappropriate behavior.
- The Division is actively seeking a highly motivated individual to join our options investigations team and perform investigative activities to assist in determinations regarding possible violations of Cboe, Cboe C2, Cboe BZX, and Cboe EDGX Options Exchange (collectively, the "Exchanges") Rules and other applicable rules and regulations governing Exchange Members and Trading Permit Holders ("TPH").
- Location Overview
- Cboe HQ is located in the historic Old Post Office district, it's a landmark that blends classic architecture with modern amenities.
- The building features expansive spaces with high ceilings and large windows, offering an abundance of natural light and panoramic views of the city skyline and the Chicago River.
- With its prime location in the heart of downtown, the OPO Building provides easy access to major transportation hubs, including Union Station and multiple CTA lines, making it convenient for commuters.
- The building is home to a variety of amenities, including restaurants, a fitness center, and collaborative workspaces, creating a vibrant and dynamic work environment in one of Chicago's most iconic areas.
- To support strong partnership and team connection, this role follows a four day in office work model.
Equal opportunity
- We're proud to be an equal opportunity employer do not discriminate against any employee or applicant for employment based on any legally protected characteristic, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, genetic information, or veteran status.
- We are committed to fostering a workplace where all individuals are valued and respected.
- This position is not eligible for visa sponsorship.
- Candidates must be legally authorized to work in the United States without the need for employer sponsorship now or in the future.
Visa & Work Authorization
- This position is not eligible for visa sponsorship.
This listing is sourced directly from Cboe Global Markets's careers page and normalized into a canonical job model.