Capital One

Capital One

Principal Associate, Risk Management - Horizontal Audit & Exam Advisory

Plano, TX · Principal · Part-time

No sponsorship$110k-$125kDetected 9 hours ago
Customer SupportLeadershipCommunicationCollaborationProblem SolvingPublic Speaking

About the role

  • Identify and assess the impact of the changing regulatory environment on business objectives and risk appetite;
  • Ensure independent escalation of risk management gaps, issues, and concerns to executive management and when appropriate, the Board of Directors, including emerging risks and regulatory focus areas;

Responsibilities

  • Develop a deep understanding of business strategies, products, services, and risk profile;
  • Drive collaboration between the Risk, Audit, Reg. Relations, Compliance, Legal, and other business support functions;
  • Identify opportunities to improve risk management practices and develop solutions to perfect risk management, eliminate waste, and deliver an exceptional customer experience
  • Drive containment and remediation of process breakdowns in conjunction with Compliance, Legal and business process teams
  • For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

Requirements

  • At least 2 years of experience in project, process, program, or risk management
  • You are comfortable with ambiguity and are a truth seeker.
  • You are careful and methodical, navigate uncertainty and risks expertly, and have a knack for steering the team away from impulsive or ill-informed decisions.
  • You have a desire to take action, try new things, and sometimes fail.
  • Big, undefined, unfamiliar, and complex problems will be exciting for you as you work to identify well-rounded solutions.
  • You are customer obsessed.
  • All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

Nice to have

  • Bachelors Degree or Masters Degree, MBA, or Juris Doctorate
  • 1+ years of experience in presenting to executive leadership
  • 3+ years of experience in project, process, program, or risk management
  • 2+ years of exposure to audit & exam engagements.
  • At this time, Capital One will not sponsor a new applicant for employment authorization for this position
  • Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
  • Plano, TX: $109,900 - $125,400 for Principal Risk Specialist
  • Incentives could be discretionary or non discretionary depending on the plan.

Skills

  • Principal Associate, Risk Management - Horizontal Audit & Exam Advisory

Compensation

  • The minimum and maximum full-time annual salaries for this role are listed below, by location.

Benefits

  • This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).
  • Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
  • Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Company info

  • Analyze data to proactively identify risks and trends and provide insights that support internal customers in decision-making;

Equal opportunity

  • equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws.

Visa & Work Authorization

  • At this time, Capital One will not sponsor a new applicant for employment authorization for this position

This listing is sourced directly from Capital One's careers page and normalized into a canonical job model.