Swbc

Investment Advisor (401K Retirement Plans)

San Antonio, TX

Sponsorship not specified$10k-$20kDetected 28 days ago

Code ReviewBusiness DevelopmentResearchLeadershipCommunicationMicrosoft Office

About the role

This is accomplished by delivering ongoing investment advisory services focused exclusively on retirement plans (401(k), 403(b), 457, defined benefit, etc.) for plan sponsors.
Why you'll love this role: You will love being an Investment Advisor with SWBC Retirement Plan Services because you have the opportunity to not just have a job but a meaningful career.
You do all this while making a meaningful difference to organizations and their retirement plan participants.

SWBC is seeking a talented individual to provide superior ongoing service for the retention of current clients and utilize skills to develop opportunities for new client relationships to build a robust client base.
Maintains and responds to all ongoing compliance requirements.
Maintains regular communication with each of your plan sponsor clients and their respective recordkeeping contact(s).

Bachelor's Degree, preferably in Business, Finance, or related field.
Strong understanding of fiduciary principles under ERISA Sections 3(21) and 3(38).
Strong understanding of sales strategy formulation and reporting.
Strong working knowledge of Financial Industry Regulatory Authority (FINRA) requirements.

Each calendar year, provide each of your clients with an Annual Due Diligence packet.

Utilizing proprietary research tools developed by SWBC, develop, and advise clients on investment options that are available under their retirement plan(s).
As requested, coordinate, schedule, prepare materials, and present committee education and training, in addition to participant education and participant one-on-one meetings.

Maintains regular communication with each of your plan sponsor clients and their respective recordkeeping contact(s)

This listing is sourced directly from Swbc's careers page and normalized into a canonical job model.