Thirdparty

Thirdparty

Financial Operations Principal

Portland, OR, United States · Principal

Sponsorship not specifiedDetected 2955 days ago
RubyDockerAccountingResearchCommunicationGAAP

About the role

  • Our Tech Stack Primarily Go with some Ruby Microservices in Docker containers running on AWS.
  • As a company, we pride ourselves in having everyone on the team knowing our API.
  • We move at a reasonable pace and keep things working.

Responsibilities

  • Maintain currency in securities FinOp industry rules and regulations and best practices in compliance.
  • Gather, maintain and prepare revenue recognition documentation for all broker‐dealer engagements.
  • What We're Building

Requirements

  • Knowledge of GAAP and 5+ years accounting experience.
  • 2+ years experience in broker-dealer including FOCUS reporting and familiarity with the FINRA Firm Gateway.

Nice to have

  • Experience writing functional specifications.
  • Experience leading projects.
  • Experience rolling up your sleeves and finding solutions to unique issues.
  • All your information will be kept confidential according to EEO guidelines.
  • Experience working with a Full Carrying or Self-Clearing Broker-Dealer is preferred but not required.
  • SEC/FINRA regulatory knowledge and reporting requirements by the regulatory organizations.
  • Prolific with Office and G Suite applications, experience with Xero accounting software
  • Effective verbal and written communication skills.

Compensation

  • Supervise and manage the annual registration renewal process for FINRA and various states.
  • Own the annual audit process, preparation of Form X‐17a‐5, and primary liaison with external auditors.

Company info

  • We're looking for talented software developers with experience or excitement in building and working with APIs to join our team in Portland, Oregon.

This listing is sourced directly from Thirdparty's careers page and normalized into a canonical job model.