Thirdparty
Financial Operations Principal
Portland, OR, United States · Principal
Sponsorship not specifiedDetected 2955 days ago
RubyDockerAccountingResearchCommunicationGAAP
About the role
- Our Tech Stack Primarily Go with some Ruby Microservices in Docker containers running on AWS.
- As a company, we pride ourselves in having everyone on the team knowing our API.
- We move at a reasonable pace and keep things working.
Responsibilities
- Maintain currency in securities FinOp industry rules and regulations and best practices in compliance.
- Gather, maintain and prepare revenue recognition documentation for all broker‐dealer engagements.
- What We're Building
Requirements
- Knowledge of GAAP and 5+ years accounting experience.
- 2+ years experience in broker-dealer including FOCUS reporting and familiarity with the FINRA Firm Gateway.
Nice to have
- Experience writing functional specifications.
- Experience leading projects.
- Experience rolling up your sleeves and finding solutions to unique issues.
- All your information will be kept confidential according to EEO guidelines.
- Experience working with a Full Carrying or Self-Clearing Broker-Dealer is preferred but not required.
- SEC/FINRA regulatory knowledge and reporting requirements by the regulatory organizations.
- Prolific with Office and G Suite applications, experience with Xero accounting software
- Effective verbal and written communication skills.
Compensation
- Supervise and manage the annual registration renewal process for FINRA and various states.
- Own the annual audit process, preparation of Form X‐17a‐5, and primary liaison with external auditors.
Company info
- We're looking for talented software developers with experience or excitement in building and working with APIs to join our team in Portland, Oregon.
Apply directly at Thirdparty →Create a free account for alerts like thisView Thirdparty immigration profile
This listing is sourced directly from Thirdparty's careers page and normalized into a canonical job model.