Brookfield Asset Management
Manager, Investment Compliance
Toronto, Ontario · Senior
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About the role
- Provide oversight and review of the intraday and overnight batch compliance alert resolution process
- Review monthly and quarterly client investment compliance reporting and attestations for accuracy and completeness
- Work closely with the Legal and Investment Accounting teams to align asset classifications for more complex investments
Responsibilities
- Develop and maintain processes and controls in consideration of internal and external auditing policies and procedures
- Work closely with the Legal and Front Office teams to interpret and implement state, provincial and national insurance regulator investment guidelines
- Identify areas of improvement within team procedures to drive efficiencies
- Execute and deliver on internal team projects, reconciliations, and ad-hoc reporting requests
Requirements
- Bachelor's degree in Accounting, Finance, Economics or related field of study
- Proficiency in Microsoft Excel
Nice to have
- Experience in implementing and managing complex investment projects, with an understanding of key legal/accounting/operational matters required.
- Experience with private, structured finance a plus
Skills
- Familiarity with insurance regulatory and statutory frameworks, including reinsurance treaties and agreements
- Understanding of investment accounting practices and procedures
- Experience with private asset operations and structured finance
- Strong organizational and planning skills, with the ability to handle pressure and meet competing deadlines in a fast-paced environment
- Experience in analyzing and interpreting business periodicals, professional journals and technical/operational procedures.
- Presents information clearly and responds to questions effectively from various stakeholders
Compensation
- $125,000 - $145,000 CAD
Company info
- New Position
- Brookfield is committed to maintaining a Positive Work Environment that is safe, respectful; our shared success depends on it.
- We do not tolerate workplace discrimination, violence or harassment.
- We are proud to be an Equal Opportunity Employer and make employment decisions based on qualifications, merit, and business needs, without regard to any characteristic protected by applicable law.
- As part of this commitment, we provide barrier-free and accessible employment practices in accordance with the Accessibility for Ontarians with Disabilities Act (AODA) and applicable human rights legislation.
- If you require a Human Rights Code-protected accommodation at any stage of the recruitment process, please let us know when contacted, and we will work with you to meet your needs.
- 5+ years of progressively responsible and relevant work experience at an investment bank, asset manager, insurance company or in the investment/financial services industry
This listing is sourced directly from Brookfield Asset Management's careers page and normalized into a canonical job model.