CNO Financial Group
Suitability Analyst Broker/Dealer - REMOTE from any US based location
Chicago, IL
H1B sponsorship available$81k-$122kDetected 4 days ago
Customer SupportCritical Thinking
About the role
- CNO Financial Group is seeking a Suitability Analyst Broker/ Dealer to provide centralized supervision of registered representatives' securities transactions.
- The Suitability Analyst works closely with all registered Representatives and Investment Advisors to ensure compliance with FINRA, Security Exchange Commission (SEC) and State Regulations.
- This position is not eligible for visa sponsorship.
Responsibilities
- Assist in the on-boarding new registered representative and provide on-going operational support
- Builds and maintains a broad knowledge base of the securities industry (regulatory, markets, products, processes, and operational methodologies)
- Able to deliver high-quality customer service while maintaining and adhering to regulatory standards.
Requirements
- All work must be performed within the United States, and occasional travel to corporate offices may be required.
- Master's degree or equivalent to 12 years' experience in Business and finance.
- Experience with SEC, FINRA and state insurance rules and regulations.
Compensation
- Pay Range: $81,100.00 - $121,700.00 Annual
Company info
- Work closely with vendors to ensure trade is executed in accordance with internal procedures and industry regulations
Equal opportunity
- We are an equal opportunity employer and value diversity at our company.
- Please contact us to request accommodation.
Visa & Work Authorization
- This position is not eligible for visa sponsorship.
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This listing is sourced directly from CNO Financial Group's careers page and normalized into a canonical job model.