Primerica

Securities Compliance Officer - AML & Elderly/Vulnerable Specialist

Duluth, GA · Senior

Sponsorship not specified$90k-$95kDetected 36 days ago

Project ManagementResearchCommunicationOrganizational Skills

About the role

Join Our Team In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America's Greatest Workplaces for Diversity for the second consecutive year.
In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America's Best Employers for Women for the fifth year in a row.
In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine.

This role is responsible for reviewing securities laws and regulations, developing policies and procedures sufficient to comply with regulatory requirements, conducting compliance testing to identify and manage regulatory risk, and responding to regulatory inquiries and examinations.

Bachelor's Degree
2+ years of professional experience, preferably in the investment industry
High degree of attention to detail and thoroughness are essential for this role
Ability to conduct research and provide management with proposed solutions
Great listening and communication skills with an ability to nurture positive relationships
Excellent organizational skills with the ability to handle multiple projects with attention to detail
Conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting
File required Suspicious Activity Reports (SARs) with FinCEN and conduct required follow up investigations
Run and research weekly AML reports, such as OFAC and 314(a) and ensure required reporting is made timely

MBA, Juris Doctorate or other advanced degree
2-5 years of experience in the financial services industry
Strong working knowledge and understanding of US securities laws and regulations, including Bank Secrecy Act (BSA), OFAC and FinCEN regulations
Anti-Money Laundering (AML) experience, experience with AML surveillance systems (i.e., Actimize) is a plus
CAMS certification
Experience at or interfacing with securities regulators, such as FINRA, SEC and the Securities Divisions of each state
Comprehensive understanding of mutual funds, annuities and/or advisory products
Strong project management skills

Equal Opportunity Employer.
At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability.

al opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, geneti

This listing is sourced directly from Primerica's careers page and normalized into a canonical job model.