Fruitful
Senior RIA Compliance Associate
Remote, USA · Senior
Sponsorship not specifiedDetected 5 days ago
ComplianceCommunication
About the role
- About Fruitful Fruitful is the financial membership that transforms every paycheck into progress-guided by experts and powered by AI automation.
- Through our proprietary Money Map, Fruitful converts financial advice into a personalized money system that automates someone's entire financial life with a single click-closing the long-standing execution gap in financial planning.
Responsibilities
- Provide compliance support to the Guidance Team in addressing member concerns, collaborating with relevant Fruitful teams
- Provide guidance and ongoing support on managing compliance risks and applying compliance requirements to Fruitful products and services
- Perform compliance testing and monitoring of compliance requirements and associated controls (e.g. investment adviser code of ethics, UDAAP, GLBA, BSA/AML)
- Support regulatory filings like the ADV, exams, and information requests
- Provide training and maintain registrations for the Guidance Team
- Technology-forward with a continuous improvement mindset, leveraging new tools to optimize processes and solve operational challenges.
- Default to building with AI
Requirements
- 2+ years of experience in a compliance role, preferably within an RIA or consumer financial services sector.
Compensation
- Fruitful's Compensation and Benefits
Benefits
- Competitive compensation package including salary and equity
- Self-directed flexible time-off
- Work-from-home setup stipend
- Comprehensive health benefits package with a substantial employer subsidy
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This listing is sourced directly from Fruitful's careers page and normalized into a canonical job model.