Ameriprise Financial

Ameriprise Financial

Compliance Manager/Officer

Minneapolis, Minnesota · Part-time

No sponsorship$87k-$120kDetected 22 days ago
ResearchCollaborationMentoring

About the role

  • Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients.
  • Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities.
  • Job Description Ameriprise Financial is looking to add a Compliance Manager to the team!

Responsibilities

  • Partner with internal business areas such as RiverSource, Legal and CSU to assist in the research of customer complaints and errors.

Requirements

  • Four-year degree or comparable equivalent financial services experience.
  • 5+ years of relevant experience.
  • Ability to communicate effectively with advisors, field RPs, and clients both verbally and in writing.
  • Excellent interpersonal skills with the ability to establish relationships internally and externally.
  • Ability to utilize multiple technology platforms.

Nice to have

  • Prior experience with customer complaints or supervision.
  • In-Office Collaboration
  • Working together, in-person, is foundational to how we achieve results.
  • Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week.
  • Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.
  • Visa Sponsorship
  • Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
  • We have a pay-for-performance compensation philosophy.

Compensation

  • The estimated base salary for this role is $87,400-$120,200/year.
  • We have a pay-for-performance compensation philosophy.
  • Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location.
  • In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role.
  • Full-Time/Part-Time
  • Exempt/Non-Exempt

Company info

  • About Our Company
  • We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024.
  • We are a longstanding leader in financial planning and advice, a global asset manager and an insurer.
  • Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Equal opportunity

  • Ameriprise Financial is an equal opportunity employer.
  • If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Visa & Work Authorization

  • Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
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This listing is sourced directly from Ameriprise Financial's careers page and normalized into a canonical job model.