Htisec

Htisec

Compliance Officer

New York

Sponsorship not specifiedDetected 20 days ago

About the role

  • We are always looking for talented professionals to join us in the path towards success.
  • The Compliance Officer will assist with the monitoring and administration of the Firm's Compliance and AML programs to ensure accordance with regulatory requirements.

Responsibilities

  • Perform general compliance and AML related functions as instructed
  • Maintain professional growth and development through seminars, workshops and professional affiliations to keep abreast of the latest developments in broker-dealer related compliance areas.

Requirements

  • Run required reports in a timely manner i.e. FINRA Reports, OFAC Reports, FinCen Reporting, etc.

Company info

  • We are always looking for talented professionals to join us in the path towards success.
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This listing is sourced directly from Htisec's careers page and normalized into a canonical job model.