ComplySci

ComplySci

Enhanced Compliance Consultant

South Boston, Suffolk County

No sponsorship$80k-$110kDetected 19 hours ago
SalesforceCRMExcelProblem SolvingMicrosoft Office

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odds of building a lasting career here

26Unrated
Cap-exempt (no lottery)0
Sponsors this role0
Entry-level history0
PERM / green-card track0
Lottery odds (Level II)66
Fits your clock70

No strong sponsorship signal in the public record yet. In the full product we resolve the exact legal entity and show its filing history with a confidence score — treat as unverified until then.

Lottery odds assume a STEM candidate.

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About the role

  • Comply is seeking a polished and accomplished Enhanced Compliance Consultant to join our growing team!
  • Our ideal candidate is motivated, detail-oriented, and passionate about delivering high-quality services to our clients by offering innovative and unique solutions to overcome complex challenges.

Responsibilities

  • Work with a specified group of investment advisory firms to provide ongoing compliance support.
  • Review investment adviser regulatory documents, including P&P Manuals, Form ADV, and marketing materials.
  • Collaborate with our sales representatives by participating in pre-sales prospect phone calls.
  • Excellent interpersonal skills, with the ability to manage relationships with clients, colleagues, and stakeholders at all levels.

Requirements

  • Significant compliance experience with investment advisers, (ideally) as compliance consultant, securities regulator, or chief compliance officer.
  • Comprehensive knowledge of the Investment Advisers Act of 1940, along with (ideally) Securities Exchange Acts, state securities laws governing investment advisers, and FINRA rules
  • Demonstrated ability to work both independently and collaboratively within an environment focused on client services.
  • Applicants must be authorized to work for any employer in the United States.

Nice to have

  • Participate in the development of Comply products and services, plus guide clients on products/modules.

Compensation

  • 80,000 - 110,000 USD per year (US Remote )
  • A reasonable estimate of the base salary range would be $80,000 - $110,000 plus applicable bonus/benefit offerings, etc., as those similarly situated within the Company.
  • The pay range for this role is:

Benefits

  • Prepare and deliver high-quality client content for conferences, webinars, and education materials.
  • All qualified applicants will receive consideration for employment without regard to race, color, religion, disability, sex, sexual orientation, gender identity, or national origin.

Company info

  • Currently, we are unable to sponsor or take over sponsorship of an employment Visa at this time.
  • Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector.

Equal opportunity

  • Comply is an Equal Opportunity Employer.

Visa & Work Authorization

  • Applicants must be authorized to work for any employer in the United States
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This listing is sourced directly from ComplySci's careers page and normalized into a canonical job model.