Jordan Park Group
Associate, Compliance
San Francisco, California, United States · Mid
Stay score
odds of building a lasting career here
Sponsors, but it's cap-subject — you still face the weighted lottery (~30% per draw at Level II). Good if you win; have a cap-exempt backup on your list.
Lottery odds assume a STEM candidate.
Personalize to your clock →Employer immigration record
from this employer's Department of Labor filings
Files H-1B transfers
Sourced from Department of Labor LCA, PERM and prevailing-wage disclosure data. Employer matching is by name, so figures may be split across an employer's legal entities. Absence of a filing means none appears in our copy of the data, not that none exists.
Community outcomes
No reports yet — be the first to help the next applicant.
About the role
- Primary responsibilities will initially involve monitoring the firm's Code of Ethics and related surveillance and testing.
- Other responsibilities will evolve over time as business growth continues and will reflect the candidate's level of experience.
- Responsibilities will generally include some or all of the following:
Responsibilities
- Assist with regulatory filings and maintain related procedures
- Support the ongoing maintenance of the firm's compliance risk assessment
- Perform surveillance tasks to verify the firm's compliance with policies and procedures
- Manage audit and testing reviews, working with business units to resolve findings and remediation items
- Manage compliance tasks relating to the firm's Vendor Management, Information Security, Cybersecurity and Books and Records programs
- Create and maintain reporting of Compliance activities provided to senior management, including remediation and exception reporting
- Have experience developing processes and "operationalizing" compliance functions
- Are willing to learn and leverage technology tools to help drive efficiency and progress
Requirements
- 5 years of experience working in a compliance role at a financial service, and are familiar with both wealth management and private fund adviser
- Experience with regulatory filings such as 13F, ADV and Form PF
Nice to have
- Have knowledge of the SEC's Investment Advisers Act of 1940 (experience with and understanding of affiliated broker/dealer activities a plus)
Compensation
- Annual Professional Development and Mindfulness Stipend
- Compensation at Jordan Park includes a base salary, discretionary year-end bonus, benefits, and other perks.
- We apply a total reward philosophy when determining compensation terms.
- The expected base salary for this role in San Francisco, California will range from $85,000 to $115,000 per year commensurate with experience, job-related skills, relevant education, licenses and certifications, and other business and organizational needs.
Company info
- Our mission is to enhance lives and legacies.
This listing is sourced directly from Jordan Park Group's careers page and normalized into a canonical job model.