Brown Brothers Harriman (BBH)

Compliance Manager - Trust Companies

New York

Sponsorship not specified$140k-$190kDetected 30 days ago

ComplianceExcelAuditingCorporate LawLeadershipCommunicationMentoringMicrosoft OfficeInternal Audit

About the role

At BBH, Partnership is more than a form of ownership-it's our approach to business and relationships.
We know that supporting your professional and personal goals is the best way to help our clients and advance our business.
The Compliance Officer will also conduct periodic tests for compliance with policies and procedures.

Identify compliance risks and exposures and recommend and own action plans to close control gaps.
Collaborate with the broader Capital Partners compliance team, Core Compliance, and Global Financial Crimes Compliance to coordinate the adoption or implementation of firmwide policies and other elements of the BBH compliance program.
When necessary, review new client documentation and validate it is compliant with internal policies and external regulations.
Across Investor Services and Capital Partners, we work with an enviable roster of sophisticated clients who make BBH their first call when they are tackling their hardest challenges.
Every day we come together as a diverse community of smart and caring people to deliver exceptional service and expert advice-creating success that lasts.
Expanding your impact beyond your daily role is part of how we operate as trusted partners to one another.
Our long-tenured leaders are experts in their areas and are actively involved in the day-to day business, taking the time to provide guidance and mentoring to build the next generation of BBHers.

10+ years of relevant legal or compliance experience in a trust company, bank, or wealth management firm
Familiarity with the regulations and oversight mechanims of the Office of the Comptroller of the Currency, including Reg 9 requirements, and the Cayman Islands Monetary Authority
Ability to interpret regulations and laws, distill and disseminate information among Compliance, Office of the General Counsel, and business owners
Experience with compliance testing, internal audit, or other forensic testing performed in support of a compliance program
Familiarity with institutional trust offerings such as reinsurance trusts and fund structures, and with the administration of other non-trust structures such as closely-held businesses
Experience with Board of Directors, Audit Committee, or other corporate governance bodies and related processes
Experience with Microsoft Office products, particularly Excel and Word
In depth experience reviewing and drafting compliance and operational policies and procedures
Working knowledge of the interpretation and practical application of trust and estate document provisions, trust and estate law, investments and conflicts of interest provisions, and the legal framework of trust administration
Strong relationship management and influencing skills
Strong written and oral communication skills
Salary Range
NY: $140,000 - $190,000 base salary + target annual bonus

Delivering for our clients and each other energizes us.
BBHers can pick up the phone and call any colleague, and they are happy to help.

NY: $140,000 - $190,000 base salary + target annual bonus
BBH and its affiliates' compensation program includes base salary, discretionary bonuses, and profit-sharing.
The anticipated base salary range(s) shown above are only for the indicated location(s) and may differ in other locations due to cost of living and labor considerations.

Go to BBH.com to learn more about our rewards and benefits, philanthropy, approach to sustainability or how we support you to thrive personally, physically and financially.

This listing is sourced directly from Brown Brothers Harriman (BBH)'s careers page and normalized into a canonical job model.