Russell Investments
Senior Operational Due Diligence Analyst
New York · Senior
No sponsorshipDetected 31 days ago
LLMsProject ManagementAccountingValuationAuditingCommunicationCollaborationMicrosoft OfficeInternal AuditCFA
About the role
- Job Description: Every day, we seek to improve financial security for people.
Responsibilities
- Obtain and analyze investment manager documentation including offering memorandums, fund formation documents, deal documents, financial statements, regulatory filings, due diligence questionnaires, and policies and procedures.
- Prepare written reports for internal and external distribution documenting the due diligence performed, findings, and recommendations to support conclusions.
- Maintain and track remediation/action plans with managers
- Maintain and track remediation/action plans with managers; escalate material issues to Investment, Legal, Compliance, and Operational Risk, and present at the appropriate governance forums.
- Proactively identify and support efforts/projects to evolve the team's practice in operational due diligence.
- Contribute to client deliverables including ODD sections of due diligence reports, RFPs/RFIs, and responses to client operational questionnaires; support client meetings as subject-matter expert.
Requirements
- Bachelor's Degree in a relevant field required; MBA or CFA preferred.
Nice to have
- Identify key areas of operational risk and confirm that the manager has completed associated remediation actions and/or implemented appropriate mitigating controls.
- Communicate summary conclusions to internally interested parties and conduct follow-up with investment managers on any recommendations or risk findings, as needed.
- escalate material issues to Investment, Legal, Compliance, and Operational Risk, and present at the appropriate governance forums.
- Ensure records management/data systems are maintained and up to date.
- Contribute to client deliverables including ODD sections of due diligence reports, RFPs/RFIs, and responses to client operational questionnaires
- Stay current with industry best practices and key events across applicable areas (e.g., regulatory, technology/systems, trading).
- Bachelor's Degree in a relevant field required
- MBA or CFA preferred.
Compensation
- $110,000 USD - $150,000 USD
- Specific compensation will be based on candidate's experience, skills, qualifications, commercial considerations, and other job-related factors permitted by law.
- At Russell Investments, salary is just one part of our compensation package.
- Our total rewards approach includes an annual performance bonus (subject to eligibility criteria) in addition to participation in our competitive benefits programs including healthcare, retirement, vacation, and wellbeing programs.
Equal opportunity
- Russell Investments is committed to providing equal employment opportunities for all associates and employment applicants regardless of race, religion, ancestry, creed, color, gender (including gender identity which refers to a person's actual or perceived sex, and includes self-image, appearance, behavior or expression, whether or not different from that traditionally associated with a person's biological sex), age, national origin, citizenship status, disability, medical condition, military status, veteran status, marital status, sexual orientation, past or present unemployment status, or any other characteristic protected by law.
Visa & Work Authorization
- This role is not eligible for employment-based immigration sponsorship.
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This listing is sourced directly from Russell Investments's careers page and normalized into a canonical job model.